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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
26
Broadcom
AVGO
$1.81T
$5.89M 0.65%
88,570
+450
+0.5% +$25.3K
SPY icon
27
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$5.84M 0.64%
12,298
-344
-3% -$158K
SCHV
28
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$5.25M 0.58%
215,229
-10,599
-5% -$251K
JPM icon
29
JPMorgan Chase
JPM
$950B
$5.22M 0.57%
32,972
-398
-1% -$65.4K
IBM icon
30
IBM
IBM
$214B
$5.14M 0.56%
38,444
-1,297
-3% -$163K
PG icon
31
Procter & Gamble
PG
$347B
$4.92M 0.54%
30,107
-470
-2% -$69.8K
LLY icon
32
Eli Lilly
LLY
$1.09T
$4.69M 0.51%
16,975
+42
+0.2% +$10.6K
MRK icon
33
Merck
MRK
$326B
$4.66M 0.51%
60,819
+7,029
+13% +$560K
AMD icon
34
Advanced Micro Devices
AMD
$741B
$4.59M 0.5%
31,932
-708
-2% -$95.2K
VIG icon
35
Vanguard Dividend Appreciation ETF
VIG
$113B
$4.51M 0.49%
26,261
+237
+0.9% +$39.1K
XOM icon
36
ExxonMobil
XOM
$634B
$4.45M 0.49%
72,673
+688
+1% +$43K
V icon
37
Visa
V
$697B
$4.25M 0.47%
19,619
+399
+2% +$85.7K
SCHF icon
38
Schwab International Equity ETF
SCHF
$65.5B
$4.17M 0.46%
214,672
-1,886
-0.9% -$37K
ABT icon
39
Abbott
ABT
$187B
$4.12M 0.45%
29,251
+5,568
+24% +$713K
PYPL icon
40
PayPal
PYPL
$51.4B
$4.08M 0.45%
21,643
-990
-4% -$214K
BAC icon
41
Bank of America
BAC
$439B
$3.94M 0.43%
88,672
-919
-1% -$41.9K
AMGN icon
42
Amgen
AMGN
$212B
$3.86M 0.42%
17,174
-4,075
-19% -$860K
CRM icon
43
Salesforce
CRM
$149B
$3.85M 0.42%
15,148
+190
+1% +$53.4K
TSLA icon
44
Tesla
TSLA
$1.21T
$3.83M 0.42%
10,866
+753
+7% +$253K
SPTL icon
45
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$3.7M 0.41%
87,749
-4,678
-5% -$196K
SCHR
46
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$3.65M 0.4%
129,916
-2,654
-2% -$74.7K
TXN icon
47
Texas Instruments
TXN
$253B
$3.65M 0.4%
19,347
+168
+0.9% +$32.3K
SNOW icon
48
Snowflake
SNOW
$93.7B
$3.55M 0.39%
10,481
+1,699
+19% +$592K
CSCO icon
49
Cisco
CSCO
$456B
$3.47M 0.38%
54,808
-2,500
-4% -$143K
ADP icon
50
Automatic Data Processing
ADP
$106B
$3.46M 0.38%
14,053
+9
+0.1% +$2.04K
1
2
3 4 5

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.