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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
26
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$5.42M 0.65%
12,642
+737
+6% +$325K
ABBV icon
27
AbbVie
ABBV
$465B
$5.35M 0.65%
49,570
+10,731
+28% +$1.23M
PEP icon
28
PepsiCo
PEP
$195B
$5.33M 0.64%
35,435
+10,393
+42% +$1.61M
IBM icon
29
IBM
IBM
$214B
$5.28M 0.64%
39,741
+49
+0.1% +$6.55K
SCHV
30
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$5.08M 0.61%
225,828
-3,138
-1% -$72.6K
AMGN icon
31
Amgen
AMGN
$212B
$4.52M 0.55%
21,249
-333
-2% -$76.6K
BSV icon
32
Vanguard Short-Term Bond ETF
BSV
$44.7B
$4.31M 0.52%
52,562
-560
-1% -$46K
V icon
33
Visa
V
$697B
$4.28M 0.52%
19,220
-255
-1% -$59.8K
PG icon
34
Procter & Gamble
PG
$347B
$4.28M 0.52%
30,577
-169
-0.5% -$24K
AVGO icon
35
Broadcom
AVGO
$1.81T
$4.27M 0.52%
88,120
+8,330
+10% +$405K
XOM icon
36
ExxonMobil
XOM
$634B
$4.23M 0.51%
71,985
-5,475
-7% -$312K
SCHF icon
37
Schwab International Equity ETF
SCHF
$65.5B
$4.19M 0.51%
216,558
-3,364
-2% -$66.9K
CRM icon
38
Salesforce
CRM
$149B
$4.06M 0.49%
14,958
+611
+4% +$155K
MRK icon
39
Merck
MRK
$326B
$4.04M 0.49%
53,790
+1,499
+3% +$114K
VIG icon
40
Vanguard Dividend Appreciation ETF
VIG
$113B
$4M 0.48%
26,024
+2,700
+12% +$430K
LLY icon
41
Eli Lilly
LLY
$1.09T
$3.91M 0.47%
16,933
+295
+2% +$72.8K
SPTL icon
42
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$3.82M 0.46%
92,427
+2,440
+3% +$104K
BAC icon
43
Bank of America
BAC
$439B
$3.8M 0.46%
89,591
-16,307
-15% -$657K
SCHR
44
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$3.76M 0.45%
132,570
-6,318
-5% -$181K
DIS icon
45
Walt Disney
DIS
$172B
$3.72M 0.45%
21,973
+335
+2% +$59.7K
TXN icon
46
Texas Instruments
TXN
$253B
$3.69M 0.44%
19,179
+316
+2% +$60.2K
SCHA icon
47
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$3.58M 0.43%
143,016
-9,628
-6% -$244K
MRNA icon
48
Moderna
MRNA
$22.1B
$3.4M 0.41%
8,827
+1,123
+15% +$414K
AMD icon
49
Advanced Micro Devices
AMD
$741B
$3.36M 0.41%
32,640
-437
-1% -$44.7K
BMY icon
50
Bristol-Myers Squibb
BMY
$130B
$3.31M 0.4%
55,944
+13,625
+32% +$897K
1
2
3 4 5

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.