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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+5.74%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$988M
AUM Growth
+$40.3M
Cap. Flow
+$2.75M
Cap. Flow %
0.28%
Top 10 Hldgs %
33.28%
Holding
680
New
52
Increased
232
Reduced
293
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.14M
2
SFLR icon
Innovator Equity Managed Floor ETF
SFLR
+$1.34M
3
FTCA
Franklin California Municipal Income ETF
FTCA
+$1.25M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.15M
5
MRK icon
Merck
MRK
+$1.08M

Top Sells

Rank Stock Value
1
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.38M
2
NVDA icon
NVIDIA
NVDA
+$1.3M
3
RACE icon
Ferrari
RACE
+$1.26M
4
ARCC icon
Ares Capital
ARCC
+$1.1M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$1.06M

Sector Composition

Rank Sector Weight
1 Technology 23.39%
2 Communication Services 12.22%
3 Financials 6.89%
4 Healthcare 5.32%
5 Industrials 4.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGX icon
451
Quest Diagnostics
DGX
$25.6B
$311K 0.03%
1,744
-403
-19% -$73.4K
SPLV icon
452
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
$310K 0.03%
4,372
– –
ESGU icon
453
iShares ESG Aware MSCI USA ETF
ESGU
$17.9B
$310K 0.03%
2,055
– –
ALAB icon
454
Astera Labs
ALAB
$52.3B
$309K 0.03%
1,867
-1,114
-37% -$186K
EQIX icon
455
Equinix
EQIX
$101B
$308K 0.03%
397
-10
-2% -$7.84K
COF icon
456
Capital One
COF
$133B
$308K 0.03%
1,217
-77
-6% -$17.1K
MRSH
457
Marsh
MRSH
$91.7B
$306K 0.03%
1,673
+63
+4% +$11.8K
CMG icon
458
Chipotle Mexican Grill
CMG
$48.2B
$306K 0.03%
7,860
+59
+0.8% +$2.13K
ETR icon
459
Entergy
ETR
$50.6B
$304K 0.03%
3,327
– –
FMB icon
460
First Trust Managed Municipal ETF
FMB
$2.05B
$304K 0.03%
5,911
-992
-14% -$50.7K
GLTR icon
461
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.45B
$300K 0.03%
+1,372
New +$252K
BOXX icon
462
Alpha Architect 1-3 Month Box ETF
BOXX
$13.2B
$299K 0.03%
2,600
– –
O icon
463
Realty Income
O
$59.3B
$299K 0.03%
5,207
+231
+5% +$13.4K
UI icon
464
Ubiquiti
UI
$33.6B
$296K 0.03%
525
+76
+17% +$48.1K
METL
465
Sprott Active Metals & Miners ETF
METL
$80.7M
$295K 0.03%
+10,737
New +$249K
DFIS icon
466
Dimensional International Small Cap ETF
DFIS
$5.82B
$295K 0.03%
+8,761
New +$279K
DXCM icon
467
DexCom
DXCM
$32.4B
$295K 0.03%
4,202
-327
-7% -$21.1K
AJG icon
468
Arthur J. Gallagher & Co
AJG
$64.1B
$293K 0.03%
1,130
-227
-17% -$60.1K
VUSB icon
469
Vanguard Ultra-Short Bond ETF
VUSB
$8.92B
$292K 0.03%
5,850
– –
AES icon
470
AES
AES
$10.5B
$292K 0.03%
20,176
-2,471
-11% -$34.8K
ADPV icon
471
Adaptiv Select ETF
ADPV
$178M
$291K 0.03%
+6,503
New +$280K
NEM icon
472
Newmont
NEM
$99.3B
$291K 0.03%
2,693
-245
-8% -$22.1K
NXPI icon
473
NXP Semiconductors
NXPI
$56.3B
$290K 0.03%
1,212
-3
-0.2% -$643
AWK icon
474
American Water Works
AWK
$27B
$289K 0.03%
2,269
+77
+4% +$10.3K
BDX icon
475
Becton Dickinson
BDX
$46.6B
$288K 0.03%
1,421
-165
-10% -$31.4K
17 18
19
20 21

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, SeaCrest Wealth Management held 680 positions worth $988M, up 4.2% from $948M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management's Q4 2025 filing shows 52 new, 232 increased, 293 reduced and 48 closed positions. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 25,830 shares worth $2.14M. The largest sale was iPath Series B S&P 500 VIX Short-Term Futures ETN, an estimated $1.38M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Communication Services and Financials.

  • SeaCrest Wealth Management's largest Q4 2025 buy was iShares 1-3 Year Treasury Bond ETF: 25,830 shares worth $2.14M.
  • SeaCrest Wealth Management added most to Merck in Q4 2025, an estimated $1.08M increase.
  • SeaCrest Wealth Management's biggest Q4 2025 reduction was NVIDIA, cutting an estimated $1.3M.
  • SeaCrest Wealth Management fully exited iPath Series B S&P 500 VIX Short-Term Futures ETN in Q4 2025, selling an estimated $1.38M.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $988M portfolio in Q4 2025.
  • SeaCrest Wealth Management opened 52 new positions and closed 48 in Q4 2025.
  • SeaCrest Wealth Management's portfolio value rose 4.2% quarter-over-quarter to $988M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2025, filed 12 Jan 2026.