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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-2.16%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$770M
AUM Growth
-$22.3M
Cap. Flow
+$3.65M
Cap. Flow %
0.47%
Top 10 Hldgs %
27.84%
Holding
665
New
36
Increased
264
Reduced
272
Closed
45

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$10.1M
2
VDE icon
Vanguard Energy ETF
VDE
+$1.95M
3
META icon
Meta Platforms (Facebook)
META
+$1.62M
4
NVDA icon
NVIDIA
NVDA
+$1.2M
5
VAL icon
Valaris
VAL
+$1.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.63M
2
GNK icon
Genco Shipping & Trading
GNK
+$1.08M
3
COST icon
Costco
COST
+$1M
4
JNJ icon
Johnson & Johnson
JNJ
+$995K
5
AAPL icon
Apple
AAPL
+$949K

Sector Composition

Rank Sector Weight
1 Technology 23.4%
2 Healthcare 8.07%
3 Communication Services 7.7%
4 Financials 7.3%
5 Energy 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCI icon
451
Johnson Controls International
JCI
$88.9B
$302K 0.04%
5,669
-29
-0.5% -$1.79K
SPHD icon
452
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$300K 0.04%
7,659
-941
-11% -$38.8K
BRW
453
Saba Capital Income & Opportunities Fund
BRW
$339M
$298K 0.04%
38,834
+573
+1% +$4.48K
NKE icon
454
Nike
NKE
$62.6B
$298K 0.04%
3,119
-251
-7% -$25.8K
IMCV icon
455
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.15B
$298K 0.04%
4,918
+265
+6% +$16.9K
SOFI icon
456
SoFi Technologies
SOFI
$22.5B
$298K 0.04%
37,241
-6,100
-14% -$53.6K
IGPT icon
457
Invesco AI and Next Gen Software ETF
IGPT
$1.17B
$298K 0.04%
9,180
-165
-2% -$5.67K
BIV icon
458
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$297K 0.04%
4,114
+1,405
+52% +$104K
MLM icon
459
Martin Marietta Materials
MLM
$32.5B
$293K 0.04%
714
– –
SCHQ
460
Schwab Long-Term US Treasury ETF
SCHQ
$794M
$292K 0.04%
9,227
+2,708
+42% +$92.3K
ETR icon
461
Entergy
ETR
$50.5B
$292K 0.04%
6,312
-54
-0.8% -$2.63K
AXON
462
Axon Enterprise
AXON
$45.4B
$292K 0.04%
1,465
-50
-3% -$9.83K
BEPC icon
463
Brookfield Renewable
BEPC
$6.28B
$290K 0.04%
12,120
-235
-2% -$6.82K
KIO
464
KKR Income Opportunities Fund
KIO
$452M
$290K 0.04%
24,224
+352
+1% +$4.21K
IBN icon
465
ICICI Bank
IBN
$108B
$290K 0.04%
12,529
+57
+0.5% +$1.34K
ZTR
466
Virtus Total Return Fund
ZTR
$339M
$290K 0.04%
+60,319
New +$344K
XLP icon
467
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$288K 0.04%
4,188
-1,040
-20% -$76.1K
IJK icon
468
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$288K 0.04%
3,986
+340
+9% +$25.6K
NUV icon
469
Nuveen Municipal Value Fund
NUV
$1.92B
$287K 0.04%
34,790
-19,520
-36% -$166K
CELH icon
470
Celsius Holdings
CELH
$7.41B
$287K 0.04%
+5,010
New +$282K
XLY icon
471
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$287K 0.04%
3,560
+100
+3% +$8.45K
TYG
472
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$285K 0.04%
9,874
-110
-1% -$3.32K
PKST
473
DELISTED
Peakstone Realty Trust
PKST
$285K 0.04%
17,139
+1,024
+6% +$21.7K
CHDN icon
474
Churchill Downs
CHDN
$5.74B
$285K 0.04%
2,454
+300
+14% +$37.1K
NVS icon
475
Novartis
NVS
$292B
$284K 0.04%
2,792
+314
+13% +$31.9K
17 18
19
20 21

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, SeaCrest Wealth Management held 665 positions worth $770M, down 2.8% from $792M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SeaCrest Wealth Management's Q3 2023 filing shows 36 new, 264 increased, 272 reduced and 45 closed positions. Its largest new stake was Valaris: 15,999 shares worth $1.2M. The largest sale was Invesco QQQ Trust, an estimated $1.63M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q3 2023 buy was Valaris: 15,999 shares worth $1.2M.
  • SeaCrest Wealth Management added most to Berkshire Hathaway Class B in Q3 2023, an estimated $10.1M increase.
  • SeaCrest Wealth Management's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $1.63M.
  • SeaCrest Wealth Management fully exited Genco Shipping & Trading in Q3 2023, selling an estimated $1.08M.
  • SeaCrest Wealth Management's ten largest holdings make up 28% of its $770M portfolio in Q3 2023.
  • SeaCrest Wealth Management opened 36 new positions and closed 45 in Q3 2023.
  • SeaCrest Wealth Management's portfolio value fell 2.8% quarter-over-quarter to $770M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2023, filed 12 Oct 2023.