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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$697M
AUM Growth
+$38.3M
Cap. Flow
+$73.7K
Cap. Flow %
0.01%
Top 10 Hldgs %
21.88%
Holding
671
New
50
Increased
251
Reduced
280
Closed
37

Top Buys

Rank Stock Value
1
VHT icon
Vanguard Health Care ETF
VHT
+$2.08M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.73M
3
VDE icon
Vanguard Energy ETF
VDE
+$1.62M
4
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$1.44M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.08M

Top Sells

Rank Stock Value
1
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$5.98M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.13M
3
AAPL icon
Apple
AAPL
+$2.12M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.38M
5
KR icon
Kroger
KR
+$1.19M

Sector Composition

Rank Sector Weight
1 Technology 18.43%
2 Healthcare 10.02%
3 Financials 7.38%
4 Consumer Staples 6.58%
5 Industrials 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICE icon
451
Intercontinental Exchange
ICE
$85.6B
$299K 0.04%
2,915
+30
+1% +$2.99K
LIN icon
452
Linde
LIN
$221B
$299K 0.04%
916
+80
+10% +$25.1K
TDG icon
453
TransDigm Group
TDG
$70.2B
$297K 0.04%
472
– –
TTD icon
454
Trade Desk
TTD
$8.48B
$296K 0.04%
6,604
-12
-0.2% -$608
RMD icon
455
ResMed
RMD
$30.6B
$291K 0.04%
1,400
+48
+4% +$10.5K
IMCV icon
456
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.14B
$291K 0.04%
4,689
+33
+0.7% +$2.04K
LNC icon
457
Lincoln National
LNC
$8.73B
$288K 0.04%
9,368
+74
+0.8% +$2.94K
CARR icon
458
Carrier Global
CARR
$51B
$287K 0.04%
6,960
-94
-1% -$3.81K
IUSG icon
459
iShares Core S&P US Growth ETF
IUSG
$31.7B
$286K 0.04%
3,509
-75
-2% -$6.27K
FTF
460
Franklin Limited Duration Income Trust
FTF
$231M
$284K 0.04%
45,794
+386
+0.9% +$2.41K
CWST icon
461
Casella Waste Systems
CWST
$5.71B
$284K 0.04%
3,582
– –
IGPT icon
462
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
$283K 0.04%
9,345
-681
-7% -$21K
IDV icon
463
iShares International Select Dividend ETF
IDV
$8.45B
$283K 0.04%
10,420
-1,473
-12% -$37.4K
BAX icon
464
Baxter International
BAX
$13.5B
$282K 0.04%
5,536
+870
+19% +$46.7K
PNR icon
465
Pentair
PNR
$10.4B
$281K 0.04%
6,252
– –
BEPC icon
466
Brookfield Renewable
BEPC
$6.08B
$281K 0.04%
10,199
– –
QUAL icon
467
iShares MSCI USA Quality Factor ETF
QUAL
$46.4B
$280K 0.04%
2,457
-95
-4% -$10.8K
PEO
468
Adams Natural Resources Fund
PEO
$739M
$279K 0.04%
13,284
+207
+2% +$4.44K
ACP
469
abrdn Income Credit Strategies Fund
ACP
$635M
$279K 0.04%
41,081
+1,440
+4% +$9.61K
KRE icon
470
State Street SPDR S&P Regional Banking ETF
KRE
$4.63B
$277K 0.04%
4,723
+3
+0.1% +$185
FTA icon
471
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$275K 0.04%
4,183
-17
-0.4% -$1.1K
ARKK icon
472
ARK Innovation ETF
ARKK
$5.66B
$275K 0.04%
8,795
-94
-1% -$3.36K
UTG icon
473
Reaves Utility Income Fund
UTG
$3.54B
$271K 0.04%
9,570
+1,200
+14% +$33.8K
PCF
474
High Income Securities Fund
PCF
$98.8M
$269K 0.04%
41,313
+586
+1% +$3.91K
PH icon
475
Parker-Hannifin
PH
$123B
$267K 0.04%
918
-6
-0.6% -$1.72K
17 18
19
20 21

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AIC
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OCA
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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, SeaCrest Wealth Management held 671 positions worth $697M, up 5.8% from $659M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SeaCrest Wealth Management's Q4 2022 filing shows 50 new, 251 increased, 280 reduced and 37 closed positions. Its largest new stake was State Street SPDR S&P Aerospace & Defense ETF: 13,683 shares worth $1.51M. The largest sale was Direxion Daily S&P 500 Bear 3x ETF, an estimated $5.98M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Healthcare and Financials.

  • SeaCrest Wealth Management's largest Q4 2022 buy was State Street SPDR S&P Aerospace & Defense ETF: 13,683 shares worth $1.51M.
  • SeaCrest Wealth Management added most to Vanguard Health Care ETF in Q4 2022, an estimated $2.08M increase.
  • SeaCrest Wealth Management's biggest Q4 2022 reduction was Alphabet (Google) Class C, cutting an estimated $2.13M.
  • SeaCrest Wealth Management fully exited Direxion Daily S&P 500 Bear 3x ETF in Q4 2022, selling an estimated $5.98M.
  • SeaCrest Wealth Management's ten largest holdings make up 22% of its $697M portfolio in Q4 2022.
  • SeaCrest Wealth Management opened 50 new positions and closed 37 in Q4 2022.
  • SeaCrest Wealth Management's portfolio value rose 5.8% quarter-over-quarter to $697M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2022, filed 14 Feb 2023.