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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBLK icon
451
Star Bulk Carriers
SBLK
$3.18B
$281K 0.04%
16,047
+487
+3% +$11.1K
JCI icon
452
Johnson Controls International
JCI
$87.6B
$280K 0.04%
5,697
-430
-7% -$22.8K
KRE icon
453
State Street SPDR S&P Regional Banking ETF
KRE
$4.7B
$278K 0.04%
4,720
+1
+0% +$63
SNY icon
454
Sanofi
SNY
$104B
$278K 0.04%
7,310
+950
+15% +$42.3K
CWB icon
455
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$274K 0.04%
4,335
-98
-2% -$6.59K
CWST icon
456
Casella Waste Systems
CWST
$5.81B
$274K 0.04%
3,582
– –
MRSH
457
Marsh
MRSH
$92.5B
$270K 0.04%
1,807
-26
-1% -$4.17K
IDV icon
458
iShares International Select Dividend ETF
IDV
$8.46B
$268K 0.04%
11,893
-2,329
-16% -$61.3K
KEY icon
459
KeyCorp
KEY
$24.4B
$268K 0.04%
16,752
-805
-5% -$14.4K
GIGB icon
460
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$969M
$265K 0.04%
6,142
-147
-2% -$6.75K
QUAL icon
461
iShares MSCI USA Quality Factor ETF
QUAL
$46.9B
$265K 0.04%
2,552
-4,904
-66% -$574K
VWO icon
462
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$265K 0.04%
7,264
-888
-11% -$36.1K
CAH icon
463
Cardinal Health
CAH
$54.7B
$264K 0.04%
3,956
-235
-6% -$14.9K
DGX icon
464
Quest Diagnostics
DGX
$25.6B
$264K 0.04%
2,155
-48
-2% -$6.32K
ICE icon
465
Intercontinental Exchange
ICE
$86.7B
$261K 0.04%
2,885
+85
+3% +$8.52K
ECL icon
466
Ecolab
ECL
$79B
$260K 0.04%
1,802
+10
+0.6% +$1.62K
IMCV icon
467
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.15B
$260K 0.04%
4,656
+3,218
+224% +$200K
NUV icon
468
Nuveen Municipal Value Fund
NUV
$1.92B
$258K 0.04%
30,466
-145
-0.5% -$1.3K
VCIT icon
469
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
$258K 0.04%
3,405
+254
+8% +$20.4K
ACP
470
abrdn Income Credit Strategies Fund
ACP
$637M
$257K 0.04%
39,641
-3,775
-9% -$30.1K
MINT icon
471
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$256K 0.04%
2,592
+1,253
+94% +$124K
SYK icon
472
Stryker
SYK
$128B
$256K 0.04%
1,264
+47
+4% +$9.89K
ETV
473
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.73B
$255K 0.04%
19,420
– –
EOG icon
474
EOG Resources
EOG
$77.5B
$254K 0.04%
2,276
-3,092
-58% -$347K
PNR icon
475
Pentair
PNR
$10.7B
$254K 0.04%
6,252
+1,130
+22% +$52.4K
17 18
19
20 21

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.