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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHDN icon
451
Churchill Downs
CHDN
$5.88B
$365K 0.04%
3,032
+260
+9% +$30.9K
SNV
452
DELISTED
Synovus
SNV
$364K 0.04%
7,600
– –
IWD icon
453
iShares Russell 1000 Value ETF
IWD
$82.2B
$363K 0.04%
2,160
+2
+0.1% +$328
PBCT
454
DELISTED
People's United Financial Inc
PBCT
$360K 0.04%
20,179
-120
-0.6% -$2.14K
EQIX icon
455
Equinix
EQIX
$101B
$359K 0.04%
424
+10
+2% +$8.02K
SPHD icon
456
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
$358K 0.04%
7,909
– –
IWP icon
457
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$357K 0.04%
3,101
– –
PGX icon
458
Invesco Preferred ETF
PGX
$3.81B
$356K 0.04%
23,700
-7,533
-24% -$112K
VLY icon
459
Valley National Bancorp
VLY
$7.9B
$355K 0.04%
25,841
– –
ETR icon
460
Entergy
ETR
$50.2B
$354K 0.04%
6,282
+568
+10% +$29.8K
RSF
461
RiverNorth Capital and Income Fund
RSF
$58.8M
$351K 0.04%
18,660
-4,703
-20% -$90.5K
URNM icon
462
Sprott Uranium Miners ETF
URNM
$1.76B
$350K 0.04%
9,720
+3,960
+69% +$170K
ODFL icon
463
Old Dominion Freight Line
ODFL
$44.1B
$349K 0.04%
1,948
+108
+6% +$18.2K
PAVE icon
464
Global X US Infrastructure Development ETF
PAVE
$13.9B
$349K 0.04%
12,119
+180
+2% +$5K
AMLP icon
465
Alerian MLP ETF
AMLP
$13B
$347K 0.04%
10,607
-1,167
-10% -$39.5K
WSFS icon
466
WSFS Financial
WSFS
$4.12B
$347K 0.04%
6,933
– –
EQNR icon
467
Equinor
EQNR
$97.7B
$345K 0.04%
+13,103
New +$346K
JQC icon
468
Nuveen Credit Strategies Income Fund
JQC
$704M
$341K 0.04%
52,579
-5,992
-10% -$38.9K
CNQ icon
469
Canadian Natural Resources
CNQ
$99.4B
$340K 0.04%
+16,448
New +$333K
KRE icon
470
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$338K 0.04%
4,770
+349
+8% +$25K
XYL icon
471
Xylem
XYL
$27.3B
$338K 0.04%
2,815
-9
-0.3% -$1.12K
FTF
472
Franklin Limited Duration Income Trust
FTF
$231M
$337K 0.04%
37,057
-389
-1% -$3.5K
CATC
473
DELISTED
CAMBRIDGE BANCORP
CATC
$337K 0.04%
3,604
+21
+0.6% +$1.92K
EEM icon
474
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$336K 0.04%
6,884
+6
+0.1% +$302
SPLK
475
DELISTED
Splunk Inc
SPLK
$336K 0.04%
2,905
+491
+20% +$68.6K
17 18
19
20 21

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.