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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLK
451
DELISTED
Splunk Inc
SPLK
$349K 0.04%
2,414
+149
+7% +$21.7K
HNDL icon
452
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$630M
$348K 0.04%
13,956
+1,478
+12% +$37.9K
IUSG icon
453
iShares Core S&P US Growth ETF
IUSG
$31.7B
$348K 0.04%
3,400
– –
IWP icon
454
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$347K 0.04%
3,101
+30
+1% +$3.45K
EEM icon
455
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$346K 0.04%
6,878
-9,562
-58% -$498K
XLE icon
456
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$346K 0.04%
13,270
-1,022
-7% -$25.3K
CB icon
457
Chubb
CB
$135B
$344K 0.04%
1,984
+90
+5% +$15.8K
VLY icon
458
Valley National Bancorp
VLY
$7.9B
$344K 0.04%
25,841
– –
XLV icon
459
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$344K 0.04%
2,704
+324
+14% +$42.8K
CWB icon
460
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$342K 0.04%
4,007
– –
ARKG icon
461
ARK Genomic Revolution ETF
ARKG
$1.55B
$341K 0.04%
4,561
+2,041
+81% +$171K
NUE icon
462
Nucor
NUE
$58.6B
$341K 0.04%
3,466
+359
+12% +$38.2K
FTF
463
Franklin Limited Duration Income Trust
FTF
$231M
$340K 0.04%
37,446
+106
+0.3% +$984
CMI icon
464
Cummins
CMI
$87.5B
$339K 0.04%
1,510
+227
+18% +$53.2K
FCT
465
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$339K 0.04%
27,684
-303
-1% -$3.75K
IWD icon
466
iShares Russell 1000 Value ETF
IWD
$82.2B
$338K 0.04%
2,158
+35
+2% +$5.61K
PDI icon
467
PIMCO Dynamic Income Fund
PDI
$7.39B
$337K 0.04%
12,682
-524
-4% -$14.7K
PNQI icon
468
Invesco NASDAQ Internet ETF
PNQI
$528M
$337K 0.04%
7,065
+125
+2% +$6.29K
SPHD icon
469
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
$335K 0.04%
7,909
-8,700
-52% -$381K
SNV
470
DELISTED
Synovus
SNV
$334K 0.04%
7,600
-2,700
-26% -$114K
CHDN icon
471
Churchill Downs
CHDN
$5.88B
$333K 0.04%
2,772
+14
+0.5% +$1.42K
SCHW
472
Charles Schwab
SCHW
$183B
$329K 0.04%
4,510
+141
+3% +$10.1K
NEAR icon
473
iShares Short Maturity Bond ETF
NEAR
$4.83B
$328K 0.04%
6,532
– –
EQIX icon
474
Equinix
EQIX
$101B
$327K 0.04%
414
+4
+1% +$3.32K
MAG
475
DELISTED
MAG Silver
MAG
$325K 0.04%
20,050
-1,000
-5% -$18.7K
17 18
19
20 21

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
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SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.