We are live on ! Find out more
SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TENB icon
426
Tenable Holdings
TENB
$3.6B
$305K 0.05%
8,750
+1,000
+13% +$41.9K
INTU icon
427
Intuit
INTU
$86.5B
$303K 0.05%
782
+34
+5% +$14.7K
ALL icon
428
Allstate
ALL
$68B
$300K 0.05%
2,408
+209
+10% +$26K
IGPT icon
429
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
$297K 0.05%
10,026
+75
+0.8% +$2.45K
NVO
430
Novo Nordisk
NVO
$208B
$297K 0.05%
5,968
+652
+12% +$34.9K
TSM icon
431
TSMC
TSM
$2.1T
$296K 0.04%
4,311
-130
-3% -$10.7K
PJT icon
432
PJT Partners
PJT
$4.3B
$295K 0.04%
4,419
– –
RMD icon
433
ResMed
RMD
$30.6B
$295K 0.04%
1,352
-45
-3% -$10.2K
AMLP icon
434
Alerian MLP ETF
AMLP
$13B
$293K 0.04%
8,019
+300
+4% +$11.4K
NKE icon
435
Nike
NKE
$61.9B
$293K 0.04%
3,524
+275
+8% +$29.6K
VICI icon
436
VICI Properties
VICI
$29B
$291K 0.04%
9,760
+1,555
+19% +$51.3K
BWX icon
437
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
$290K 0.04%
13,935
+13
+0.1% +$294
SITC icon
438
SITE Centers
SITC
$225M
$289K 0.04%
34,607
-6,922
-17% -$72.4K
HYT icon
439
BlackRock Corporate High Yield Fund
HYT
$1.36B
$287K 0.04%
33,514
-1,055
-3% -$10.1K
IUSG icon
440
iShares Core S&P US Growth ETF
IUSG
$31.7B
$287K 0.04%
3,584
+456
+15% +$41.1K
CATC
441
DELISTED
CAMBRIDGE BANCORP
CATC
$287K 0.04%
3,604
– –
HIG icon
442
Hartford Financial Services
HIG
$38.9B
$286K 0.04%
4,614
+683
+17% +$44.4K
UMC icon
443
United Microelectronic
UMC
$47.7B
$286K 0.04%
51,316
+6,375
+14% +$42.1K
ADI icon
444
Analog Devices
ADI
$179B
$285K 0.04%
2,046
-188
-8% -$29.7K
HDEF icon
445
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.34B
$285K 0.04%
15,655
+196
+1% +$3.98K
TTE icon
446
TotalEnergies
TTE
$195B
$284K 0.04%
6,113
-1,352
-18% -$67.9K
BBDC icon
447
Barings BDC
BBDC
$864M
$282K 0.04%
34,106
+51
+0.1% +$493
FTF
448
Franklin Limited Duration Income Trust
FTF
$231M
$281K 0.04%
45,408
+1,525
+3% +$10.3K
FXL icon
449
First Trust Technology AlphaDEX Fund
FXL
$2.53B
$281K 0.04%
3,237
-1,347
-29% -$133K
PCF
450
High Income Securities Fund
PCF
$98.8M
$281K 0.04%
40,727
+3,220
+9% +$23.9K
16 17
18
19 20

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.