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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRV icon
426
Travelers Companies
TRV
$78.1B
$394K 0.04%
2,522
+23
+0.9% +$3.59K
IUSG icon
427
iShares Core S&P US Growth ETF
IUSG
$31.7B
$393K 0.04%
3,401
+1
+0% +$111
BHVN
428
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$393K 0.04%
2,850
+175
+7% +$22.3K
HYT icon
429
BlackRock Corporate High Yield Fund
HYT
$1.36B
$391K 0.04%
31,713
– –
RMD icon
430
ResMed
RMD
$30.6B
$389K 0.04%
1,495
– –
CB icon
431
Chubb
CB
$135B
$388K 0.04%
2,007
+23
+1% +$4.32K
XOP icon
432
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.65B
$388K 0.04%
4,050
+100
+3% +$10.2K
LNC icon
433
Lincoln National
LNC
$8.73B
$387K 0.04%
5,669
– –
STWD icon
434
Starwood Property Trust
STWD
$5.92B
$387K 0.04%
15,925
-450
-3% -$11.3K
CTVA icon
435
Corteva
CTVA
$52.6B
$386K 0.04%
8,157
-127
-2% -$5.78K
DELL icon
436
Dell
DELL
$262B
$385K 0.04%
6,853
-6,982
-50% -$389K
EGP icon
437
EastGroup Properties
EGP
$11.2B
$385K 0.04%
1,691
– –
VOD icon
438
Vodafone
VOD
$36.3B
$385K 0.04%
25,811
-30,957
-55% -$472K
ADI icon
439
Analog Devices
ADI
$179B
$384K 0.04%
2,183
-35
-2% -$6.2K
LUV icon
440
Southwest Airlines
LUV
$22B
$383K 0.04%
8,945
-4,897
-35% -$230K
CIM
441
Chimera Investment
CIM
$1.04B
$382K 0.04%
8,433
-667
-7% -$31.5K
AMBA icon
442
Ambarella
AMBA
$3.77B
$381K 0.04%
1,876
-5
-0.3% -$927
SLV icon
443
iShares Silver Trust
SLV
$28B
$381K 0.04%
17,732
-4,749
-21% -$103K
SCHW
444
Charles Schwab
SCHW
$183B
$377K 0.04%
4,485
-25
-0.6% -$2.02K
PSX icon
445
Phillips 66
PSX
$84.9B
$375K 0.04%
5,179
+64
+1% +$4.84K
BCX icon
446
BlackRock Resources & Commodities Strategy Trust
BCX
$919M
$373K 0.04%
39,930
– –
NUE icon
447
Nucor
NUE
$58.6B
$372K 0.04%
3,256
-210
-6% -$23K
ECL icon
448
Ecolab
ECL
$78.1B
$371K 0.04%
1,582
-206
-12% -$46.6K
STX icon
449
Seagate
STX
$194B
$371K 0.04%
3,284
+39
+1% +$3.79K
ICE icon
450
Intercontinental Exchange
ICE
$85.6B
$367K 0.04%
2,685
-18
-0.7% -$2.38K
16 17
18
19 20

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.