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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECL icon
426
Ecolab
ECL
$78.1B
$373K 0.05%
1,788
-7
-0.4% -$1.53K
EXG icon
427
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$373K 0.05%
37,369
– –
OGN icon
428
Organon & Co
OGN
$3.56B
$373K 0.05%
11,363
+891
+9% +$28.5K
PNC icon
429
PNC Financial Services
PNC
$99.7B
$373K 0.05%
1,909
-12
-0.6% -$2.27K
HSY icon
430
Hershey
HSY
$35.2B
$372K 0.04%
2,201
-20
-0.9% -$3.53K
BHVN
431
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$372K 0.04%
2,675
+300
+13% +$37.5K
ADI icon
432
Analog Devices
ADI
$179B
$371K 0.04%
2,218
+281
+15% +$47.1K
CLM icon
433
Cornerstone Strategic Value Fund
CLM
$2.22B
$370K 0.04%
29,332
+2,439
+9% +$29.7K
MATV icon
434
Mativ Holdings
MATV
$481M
$369K 0.04%
10,650
+2,150
+25% +$80.3K
AFL icon
435
Aflac
AFL
$64.9B
$368K 0.04%
7,057
-544
-7% -$29.7K
MCK icon
436
McKesson
MCK
$100B
$368K 0.04%
1,848
+91
+5% +$18.2K
BUI icon
437
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$725M
$364K 0.04%
14,466
+500
+4% +$13K
IJJ icon
438
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$363K 0.04%
3,520
– –
TTD icon
439
Trade Desk
TTD
$8.48B
$360K 0.04%
5,123
-181
-3% -$14K
PSX icon
440
Phillips 66
PSX
$84.9B
$358K 0.04%
5,115
-175
-3% -$12.7K
BCX icon
441
BlackRock Resources & Commodities Strategy Trust
BCX
$919M
$357K 0.04%
39,930
-1,800
-4% -$16.5K
DGX icon
442
Quest Diagnostics
DGX
$25.7B
$356K 0.04%
2,453
+243
+11% +$35.6K
WSFS icon
443
WSFS Financial
WSFS
$4.12B
$356K 0.04%
6,933
– –
PBCT
444
DELISTED
People's United Financial Inc
PBCT
$355K 0.04%
20,299
-1,411
-6% -$22.9K
PJT icon
445
PJT Partners
PJT
$4.3B
$352K 0.04%
4,455
– –
AKTS
446
DELISTED
Akoustis Technologies Inc
AKTS
$352K 0.04%
36,305
-50
-0.1% -$479
CTVA icon
447
Corteva
CTVA
$52.6B
$349K 0.04%
8,284
-119
-1% -$5.15K
FXO icon
448
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$349K 0.04%
7,897
-427
-5% -$18.9K
NKE icon
449
Nike
NKE
$61.9B
$349K 0.04%
2,405
+1
+0% +$163
XYL icon
450
Xylem
XYL
$27.3B
$349K 0.04%
2,824
-223
-7% -$28.7K
16 17
18
19 20

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AOWM
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EI
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PIP
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SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.