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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$591M
AUM Growth
+$35.9M
Cap. Flow
+$9.84M
Cap. Flow %
1.66%
Top 10 Hldgs %
17.93%
Holding
2,418
New
133
Increased
567
Reduced
500
Closed
73

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.12M
2
HMNY
Helios and Matheson Analytics Inc.
HMNY
+$1M
3
EVRG icon
Evergy
EVRG
+$977K
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$689K
5
IBM icon
IBM
IBM
+$679K

Top Sells

Rank Stock Value
1
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$805K
2
SH icon
ProShares Short S&P500
SH
+$509K
3
AMC icon
AMC Entertainment Holdings
AMC
+$502K
4
GIS icon
General Mills
GIS
+$502K
5
GLD icon
SPDR Gold Trust
GLD
+$449K

Sector Composition

Rank Sector Weight
1 Technology 14.98%
2 Financials 9.99%
3 Communication Services 8.7%
4 Healthcare 8.15%
5 Industrials 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDK
426
DELISTED
CDK Global, Inc.
CDK
$264K 0.04%
4,215
– –
UA icon
427
Under Armour Class C
UA
$2.95B
$263K 0.04%
13,494
-2
-0% -$39
UL icon
428
Unilever
UL
$142B
$258K 0.04%
4,177
+431
+12% +$27.2K
PXD
429
DELISTED
Pioneer Natural Resource Co.
PXD
$258K 0.04%
1,483
+263
+22% +$47K
CWB icon
430
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$257K 0.04%
4,769
– –
EMN icon
431
Eastman Chemical
EMN
$7.69B
$253K 0.04%
2,639
-145
-5% -$14.4K
JCI icon
432
Johnson Controls International
JCI
$85.1B
$252K 0.04%
7,186
-56
-0.8% -$2.06K
DEO icon
433
Diageo
DEO
$49.6B
$251K 0.04%
1,771
-75
-4% -$10.8K
FXL icon
434
First Trust Technology AlphaDEX Fund
FXL
$2.4B
$250K 0.04%
3,936
– –
PSCH icon
435
Invesco S&P SmallCap Health Care ETF
PSCH
$162M
$250K 0.04%
5,343
+450
+9% +$20.7K
AVGO icon
436
Broadcom
AVGO
$1.76T
$249K 0.04%
10,100
+3,260
+48% +$73.1K
EEMV icon
437
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
$247K 0.04%
4,171
– –
CME icon
438
CME Group
CME
$95.4B
$246K 0.04%
1,443
-50
-3% -$8.42K
PNI
439
PIMCO New York Municipal Income Fund II
PNI
$76.8M
$246K 0.04%
21,400
– –
RMD icon
440
ResMed
RMD
$31.1B
$245K 0.04%
2,125
-75
-3% -$8.21K
XLU icon
441
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$245K 0.04%
9,288
+304
+3% +$8.08K
SPH icon
442
Suburban Propane Partners
SPH
$1.21B
$244K 0.04%
10,378
-5,705
-35% -$133K
FSD
443
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$244K 0.04%
16,552
-2,100
-11% -$30.9K
IJS icon
444
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$242K 0.04%
2,906
+6
+0.2% +$507
CORP icon
445
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$240K 0.04%
2,387
-1,563
-40% -$157K
ETR icon
446
Entergy
ETR
$50.3B
$239K 0.04%
5,896
-4
-0.1% -$165
IUSG icon
447
iShares Core S&P US Growth ETF
IUSG
$30.4B
$239K 0.04%
3,847
+329
+9% +$19.9K
SCHW
448
Charles Schwab
SCHW
$182B
$238K 0.04%
4,838
+349
+8% +$17.8K
ACP
449
abrdn Income Credit Strategies Fund
ACP
$631M
$235K 0.04%
17,060
+1,898
+13% +$25.9K
NRK icon
450
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$233K 0.04%
19,538
– –
16 17
18
19 20

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, SeaCrest Wealth Management held 2,418 positions worth $591M, up 6.5% from $555M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

SeaCrest Wealth Management's Q3 2018 filing shows 133 new, 567 increased, 500 reduced and 73 closed positions. Its largest new stake was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K. The largest sale was ProShares Ultra VIX Short-Term Futures ETF, an estimated $805K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Communication Services.

  • SeaCrest Wealth Management's largest Q3 2018 buy was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K.
  • SeaCrest Wealth Management added most to Apple in Q3 2018, an estimated $1.12M increase.
  • SeaCrest Wealth Management's biggest Q3 2018 reduction was ProShares Short S&P500, cutting an estimated $509K.
  • SeaCrest Wealth Management fully exited ProShares Ultra VIX Short-Term Futures ETF in Q3 2018, selling an estimated $805K.
  • SeaCrest Wealth Management's ten largest holdings make up 18% of its $591M portfolio in Q3 2018.
  • SeaCrest Wealth Management opened 133 new positions and closed 73 in Q3 2018.
  • SeaCrest Wealth Management's portfolio value rose 6.5% quarter-over-quarter to $591M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2018, filed 14 Nov 2018.