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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+5.74%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$988M
AUM Growth
+$40.3M
Cap. Flow
+$2.75M
Cap. Flow %
0.28%
Top 10 Hldgs %
33.28%
Holding
680
New
52
Increased
232
Reduced
293
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.14M
2
SFLR icon
Innovator Equity Managed Floor ETF
SFLR
+$1.34M
3
FTCA
Franklin California Municipal Income ETF
FTCA
+$1.25M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.15M
5
MRK icon
Merck
MRK
+$1.08M

Top Sells

Rank Stock Value
1
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.38M
2
NVDA icon
NVIDIA
NVDA
+$1.3M
3
RACE icon
Ferrari
RACE
+$1.26M
4
ARCC icon
Ares Capital
ARCC
+$1.1M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$1.06M

Sector Composition

Rank Sector Weight
1 Technology 23.39%
2 Communication Services 12.22%
3 Financials 6.89%
4 Healthcare 5.32%
5 Industrials 4.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEP icon
401
Brookfield Renewable
BEP
$9.97B
$372K 0.04%
13,524
-905
-6% -$25.7K
IBN icon
402
ICICI Bank
IBN
$108B
$371K 0.04%
11,832
-62
-0.5% -$1.9K
SHW icon
403
Sherwin-Williams
SHW
$82.7B
$370K 0.04%
1,116
+34
+3% +$11.4K
KMB icon
404
Kimberly-Clark
KMB
$36.3B
$369K 0.04%
3,781
-786
-17% -$86K
CLBK icon
405
Columbia Financial
CLBK
$1.12B
$367K 0.04%
24,100
– –
ED icon
406
Consolidated Edison
ED
$40.1B
$365K 0.04%
3,678
– –
NOC icon
407
Northrop Grumman
NOC
$77.1B
$365K 0.04%
633
-10
-2% -$5.8K
NULG icon
408
Nuveen ESG Large-Cap Growth ETF
NULG
$2.67B
$365K 0.04%
3,653
– –
FPF
409
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$362K 0.04%
19,376
+2,450
+14% +$45.8K
PJT icon
410
PJT Partners
PJT
$4.3B
$362K 0.04%
2,011
-605
-23% -$103K
VYMI icon
411
Vanguard International High Dividend Yield ETF
VYMI
$20.6B
$360K 0.04%
3,972
-171
-4% -$14.9K
IVE icon
412
iShares S&P 500 Value ETF
IVE
$49B
$359K 0.04%
1,677
+541
+48% +$113K
VNQI icon
413
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$359K 0.04%
7,661
-4,000
-34% -$189K
BEPC icon
414
Brookfield Renewable
BEPC
$6.08B
$359K 0.04%
9,239
-582
-6% -$23.4K
AMZY icon
415
YieldMax AMZN Option Income Strategy ETF
AMZY
$267M
$358K 0.04%
+26,325
New +$366K
BFRZ
416
Innovator Equity Managed 100 Buffer ETF
BFRZ
$136M
$357K 0.04%
+13,250
New +$354K
DMO
417
Western Asset Mortgage Opportunity Fund
DMO
$118M
$356K 0.04%
32,372
-1,528
-5% -$17.9K
RMBI icon
418
Richmond Mutual Bancorp
RMBI
$251M
$356K 0.04%
25,853
– –
QUBT icon
419
Quantum Computing Inc
QUBT
$1.83B
$356K 0.04%
30,528
+4,372
+17% +$62.2K
SGOV icon
420
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.4B
$355K 0.04%
3,539
+686
+24% +$68.9K
ROK icon
421
Rockwell Automation
ROK
$53.4B
$355K 0.04%
868
-30
-3% -$11.3K
BIV icon
422
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$355K 0.04%
4,547
– –
FNDA icon
423
Schwab Fundamental US Small Company Index ETF
FNDA
$9.12B
$353K 0.04%
10,823
+36
+0.3% +$1.12K
PAVE icon
424
Global X US Infrastructure Development ETF
PAVE
$13.9B
$349K 0.04%
7,135
-1,566
-18% -$75.1K
USMV icon
425
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$348K 0.04%
3,700
-8
-0.2% -$754
15 16
17
18 19

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, SeaCrest Wealth Management held 680 positions worth $988M, up 4.2% from $948M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management's Q4 2025 filing shows 52 new, 232 increased, 293 reduced and 48 closed positions. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 25,830 shares worth $2.14M. The largest sale was iPath Series B S&P 500 VIX Short-Term Futures ETN, an estimated $1.38M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Communication Services and Financials.

  • SeaCrest Wealth Management's largest Q4 2025 buy was iShares 1-3 Year Treasury Bond ETF: 25,830 shares worth $2.14M.
  • SeaCrest Wealth Management added most to Merck in Q4 2025, an estimated $1.08M increase.
  • SeaCrest Wealth Management's biggest Q4 2025 reduction was NVIDIA, cutting an estimated $1.3M.
  • SeaCrest Wealth Management fully exited iPath Series B S&P 500 VIX Short-Term Futures ETN in Q4 2025, selling an estimated $1.38M.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $988M portfolio in Q4 2025.
  • SeaCrest Wealth Management opened 52 new positions and closed 48 in Q4 2025.
  • SeaCrest Wealth Management's portfolio value rose 4.2% quarter-over-quarter to $988M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2025, filed 12 Jan 2026.