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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+12.56%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$948M
AUM Growth
+$27.1M
Cap. Flow
-$79.6M
Cap. Flow %
-8.39%
Top 10 Hldgs %
32.7%
Holding
684
New
67
Increased
174
Reduced
356
Closed
56

Top Buys

Rank Stock Value
1
PSLV icon
Sprott Physical Silver Trust
PSLV
+$2.24M
2
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.64M
3
UJUL icon
Innovator US Equity Ultra Buffer ETF July
UJUL
+$1.2M
4
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$903K
5
TEVA icon
Teva Pharmaceuticals
TEVA
+$811K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$21.5M
2
AAPL icon
Apple
AAPL
+$4.68M
3
PLTR icon
Palantir
PLTR
+$4.6M
4
MSFT icon
Microsoft
MSFT
+$4.01M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 24.79%
2 Communication Services 10.97%
3 Financials 7.34%
4 Industrials 5.17%
5 Consumer Discretionary 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NULG icon
401
Nuveen ESG Large-Cap Growth ETF
NULG
$2.67B
$370K 0.04%
3,653
– –
COWZ icon
402
Pacer US Cash Cows 100 ETF
COWZ
$18.8B
$369K 0.04%
6,435
-4,066
-39% -$231K
JRI icon
403
Nuveen Real Asset Income & Growth Fund
JRI
$356M
$369K 0.04%
26,149
+1,141
+5% +$15.4K
RMBI icon
404
Richmond Mutual Bancorp
RMBI
$251M
$369K 0.04%
25,853
– –
IQLT icon
405
iShares MSCI Intl Quality Factor ETF
IQLT
$13.8B
$368K 0.04%
8,186
+333
+4% +$14.4K
DDTL
406
Innovator Equity Dual Directional 10 Buffer ETF - July
DDTL
$80.5M
$367K 0.04%
+17,809
New +$358K
IBN icon
407
ICICI Bank
IBN
$108B
$366K 0.04%
11,894
-131
-1% -$4.28K
SHW icon
408
Sherwin-Williams
SHW
$82.7B
$365K 0.04%
1,082
-78
-7% -$27.5K
QQQM icon
409
Invesco NASDAQ 100 ETF
QQQM
$97.2B
$365K 0.04%
1,450
+38
+3% +$8.96K
PSKY
410
Paramount Skydance Corp
PSKY
$8.91B
$365K 0.04%
+19,728
New +$312K
USCI icon
411
US Commodity Index
USCI
$369M
$365K 0.04%
+4,679
New +$354K
IRTC icon
412
iRhythm Holdings
IRTC
$3.85B
$363K 0.04%
2,030
– –
CTVA icon
413
Corteva
CTVA
$52.6B
$362K 0.04%
5,730
-446
-7% -$32.3K
CLBK icon
414
Columbia Financial
CLBK
$1.12B
$359K 0.04%
24,100
– –
PSC icon
415
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.23B
$355K 0.04%
6,120
+1,070
+21% +$58.5K
IBB icon
416
iShares Biotechnology ETF
IBB
$9.34B
$355K 0.04%
2,335
-248
-10% -$33.9K
BIV icon
417
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$355K 0.04%
4,547
– –
USMV icon
418
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$354K 0.04%
3,708
-698
-16% -$65.4K
VYMI icon
419
Vanguard International High Dividend Yield ETF
VYMI
$20.6B
$352K 0.04%
4,143
+1,434
+53% +$119K
FMB icon
420
First Trust Managed Municipal ETF
FMB
$2.04B
$351K 0.04%
6,903
-800
-10% -$40K
BRW
421
Saba Capital Income & Opportunities Fund
BRW
$336M
$348K 0.04%
45,759
+2,152
+5% +$17.7K
SYY icon
422
Sysco
SYY
$40.8B
$347K 0.04%
4,400
-497
-10% -$39.7K
FTCS icon
423
First Trust Capital Strength ETF
FTCS
$7.84B
$346K 0.04%
3,685
-97
-3% -$8.94K
PRU icon
424
Prudential Financial
PRU
$42.4B
$344K 0.04%
3,346
-1,042
-24% -$110K
ECG
425
Everus Construction Group
ECG
$6.4B
$342K 0.04%
3,974
-97
-2% -$7.21K
15 16
17
18 19

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, SeaCrest Wealth Management held 684 positions worth $948M, up 2.9% from $921M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management withdrew a net $79.6M in Q3 2025, closing 56 positions and reducing 356 holdings. Its most notable exit was GE HealthCare, an estimated $1.02M position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Communication Services and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in iPath Series B S&P 500 VIX Short-Term Futures ETN worth $1.38M.

  • SeaCrest Wealth Management's largest Q3 2025 buy was iPath Series B S&P 500 VIX Short-Term Futures ETN: 41,527 shares worth $1.38M.
  • SeaCrest Wealth Management added most to Sprott Physical Silver Trust in Q3 2025, an estimated $2.24M increase.
  • SeaCrest Wealth Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $21.5M.
  • SeaCrest Wealth Management fully exited GE HealthCare in Q3 2025, selling an estimated $1.02M.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $948M portfolio in Q3 2025.
  • SeaCrest Wealth Management opened 67 new positions and closed 56 in Q3 2025.
  • SeaCrest Wealth Management's portfolio value rose 2.9% quarter-over-quarter to $948M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2025, filed 13 Nov 2025.