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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$697M
AUM Growth
+$38.3M
Cap. Flow
+$73.7K
Cap. Flow %
0.01%
Top 10 Hldgs %
21.88%
Holding
671
New
50
Increased
251
Reduced
280
Closed
37

Top Buys

Rank Stock Value
1
VHT icon
Vanguard Health Care ETF
VHT
+$2.08M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.73M
3
VDE icon
Vanguard Energy ETF
VDE
+$1.62M
4
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$1.44M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.08M

Top Sells

Rank Stock Value
1
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$5.98M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.13M
3
AAPL icon
Apple
AAPL
+$2.12M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.38M
5
KR icon
Kroger
KR
+$1.19M

Sector Composition

Rank Sector Weight
1 Technology 18.43%
2 Healthcare 10.02%
3 Financials 7.38%
4 Consumer Staples 6.58%
5 Industrials 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROK icon
401
Rockwell Automation
ROK
$53.4B
$370K 0.05%
1,435
+420
+41% +$105K
OTIS icon
402
Otis Worldwide
OTIS
$27.4B
$369K 0.05%
4,716
-97
-2% -$7.16K
DBA icon
403
Invesco DB Agriculture Fund
DBA
$1.23B
$369K 0.05%
18,295
– –
OPP
404
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
$368K 0.05%
42,906
-1,737
-4% -$15.7K
IGSB icon
405
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$367K 0.05%
7,375
-1,793
-20% -$88.8K
FE icon
406
FirstEnergy
FE
$28B
$362K 0.05%
8,639
-215
-2% -$8.4K
IEMG icon
407
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$357K 0.05%
7,635
+1,748
+30% +$79.5K
ICLN icon
408
iShares Global Clean Energy ETF
ICLN
$2.31B
$356K 0.05%
17,944
+37
+0.2% +$727
VEU icon
409
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$355K 0.05%
7,075
+27
+0.4% +$1.31K
SMH icon
410
VanEck Semiconductor ETF
SMH
$65.2B
$353K 0.05%
3,482
-318
-8% -$32.3K
RMBI icon
411
Richmond Mutual Bancorp
RMBI
$251M
$353K 0.05%
27,124
– –
BND icon
412
Vanguard Total Bond Market
BND
$157B
$352K 0.05%
4,897
-2,191
-31% -$157K
KSA icon
413
iShares MSCI Saudi Arabia ETF
KSA
$623M
$352K 0.05%
+9,322
New +$377K
HIG icon
414
Hartford Financial Services
HIG
$38.9B
$350K 0.05%
4,619
+5
+0.1% +$360
SNY icon
415
Sanofi
SNY
$103B
$350K 0.05%
7,218
-92
-1% -$4.04K
IMVP
416
Invesco India ETF
IMVP
$125M
$349K 0.05%
+16,412
New +$396K
ETR icon
417
Entergy
ETR
$50.2B
$346K 0.05%
6,150
-12
-0.2% -$658
AGR
418
DELISTED
Avangrid, Inc.
AGR
$342K 0.05%
7,963
-398
-5% -$16.5K
PBT
419
Permian Basin Royalty Trust
PBT
$1.38B
$339K 0.05%
+13,460
New +$278K
GLQ
420
Clough Global Equity Fund
GLQ
$152M
$339K 0.05%
51,998
-40
-0.1% -$280
DGX icon
421
Quest Diagnostics
DGX
$25.7B
$337K 0.05%
2,155
– –
AYX
422
DELISTED
Alteryx Inc
AYX
$335K 0.05%
+6,620
New +$316K
MU icon
423
Micron Technology
MU
$930B
$335K 0.05%
6,703
-1,956
-23% -$107K
TTE icon
424
TotalEnergies
TTE
$195B
$333K 0.05%
5,370
-743
-12% -$42.4K
IRM icon
425
Iron Mountain
IRM
$36.4B
$332K 0.05%
6,666
-341
-5% -$17.2K
15 16
17
18 19

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, SeaCrest Wealth Management held 671 positions worth $697M, up 5.8% from $659M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SeaCrest Wealth Management's Q4 2022 filing shows 50 new, 251 increased, 280 reduced and 37 closed positions. Its largest new stake was State Street SPDR S&P Aerospace & Defense ETF: 13,683 shares worth $1.51M. The largest sale was Direxion Daily S&P 500 Bear 3x ETF, an estimated $5.98M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Healthcare and Financials.

  • SeaCrest Wealth Management's largest Q4 2022 buy was State Street SPDR S&P Aerospace & Defense ETF: 13,683 shares worth $1.51M.
  • SeaCrest Wealth Management added most to Vanguard Health Care ETF in Q4 2022, an estimated $2.08M increase.
  • SeaCrest Wealth Management's biggest Q4 2022 reduction was Alphabet (Google) Class C, cutting an estimated $2.13M.
  • SeaCrest Wealth Management fully exited Direxion Daily S&P 500 Bear 3x ETF in Q4 2022, selling an estimated $5.98M.
  • SeaCrest Wealth Management's ten largest holdings make up 22% of its $697M portfolio in Q4 2022.
  • SeaCrest Wealth Management opened 50 new positions and closed 37 in Q4 2022.
  • SeaCrest Wealth Management's portfolio value rose 5.8% quarter-over-quarter to $697M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2022, filed 14 Feb 2023.