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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIM
401
Chimera Investment
CIM
$1.04B
$405K 0.05%
9,100
-100
-1% -$4.49K
IDXX icon
402
Idexx Laboratories
IDXX
$44.1B
$405K 0.05%
651
– –
X
403
DELISTED
US Steel
X
$405K 0.05%
18,428
-199
-1% -$4.98K
CWST icon
404
Casella Waste Systems
CWST
$5.71B
$404K 0.05%
5,320
+20
+0.4% +$1.41K
RIO icon
405
Rio Tinto
RIO
$158B
$403K 0.05%
+6,027
New +$470K
KEY icon
406
KeyCorp
KEY
$24.2B
$400K 0.05%
18,519
-404
-2% -$8.17K
STWD icon
407
Starwood Property Trust
STWD
$5.92B
$400K 0.05%
16,375
-300
-2% -$7.67K
OTIS icon
408
Otis Worldwide
OTIS
$27.4B
$399K 0.05%
4,849
-88
-2% -$7.74K
RMD icon
409
ResMed
RMD
$30.6B
$394K 0.05%
1,495
-109
-7% -$29.8K
AMLP icon
410
Alerian MLP ETF
AMLP
$13B
$392K 0.05%
11,774
-78
-0.7% -$2.6K
AWK icon
411
American Water Works
AWK
$26.7B
$391K 0.05%
2,315
+240
+12% +$41.9K
FE icon
412
FirstEnergy
FE
$28B
$391K 0.05%
10,987
+101
+0.9% +$3.83K
IJS icon
413
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$391K 0.05%
3,882
-32
-0.8% -$3.23K
CARR icon
414
Carrier Global
CARR
$51B
$390K 0.05%
7,529
-130
-2% -$7K
JCI icon
415
Johnson Controls International
JCI
$88.8B
$390K 0.05%
5,729
+600
+12% +$43.3K
LNC icon
416
Lincoln National
LNC
$8.73B
$390K 0.05%
5,669
– –
HYT icon
417
BlackRock Corporate High Yield Fund
HYT
$1.36B
$387K 0.05%
31,713
-1,544
-5% -$19.2K
HRL icon
418
Hormel Foods
HRL
$13.8B
$385K 0.05%
9,378
-7,683
-45% -$346K
IWF icon
419
iShares Russell 1000 Growth ETF
IWF
$121B
$385K 0.05%
5,620
+292
+5% +$20.7K
ROKU icon
420
Roku
ROKU
$21.5B
$385K 0.05%
1,228
+33
+3% +$12.4K
JQC icon
421
Nuveen Credit Strategies Income Fund
JQC
$704M
$384K 0.05%
58,571
-3,618
-6% -$23.6K
XOP icon
422
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.65B
$382K 0.05%
3,950
+275
+7% +$23.4K
CGW icon
423
Invesco S&P Global Water Index ETF
CGW
$1.05B
$381K 0.05%
6,826
+618
+10% +$35.5K
TRV icon
424
Travelers Companies
TRV
$78.1B
$380K 0.05%
2,499
+68
+3% +$10.5K
NXPI icon
425
NXP Semiconductors
NXPI
$57.8B
$379K 0.05%
1,933
-10
-0.5% -$2.08K
15 16
17
18 19

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AIC
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OCA
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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.