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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$534M
AUM Growth
+$43M
Cap. Flow
+$36.8M
Cap. Flow %
6.89%
Top 10 Hldgs %
19.01%
Holding
573
New
57
Increased
265
Reduced
172
Closed
29

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.97M
2
AMGN icon
Amgen
AMGN
+$1.87M
3
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$1.37M
4
BX icon
Blackstone
BX
+$1.32M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.17M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$2.53M
2
EUSA icon
iShares MSCI USA Equal Weighted ETF
EUSA
+$1.5M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$866K
4
HDV
iShares Core High Dividend ETF
HDV
+$800K
5
CAH icon
Cardinal Health
CAH
+$799K

Sector Composition

Rank Sector Weight
1 Technology 14.61%
2 Financials 9.74%
3 Communication Services 8.82%
4 Healthcare 7.91%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
401
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$294K 0.06%
4,902
+997
+26% +$59.9K
ISRG icon
402
Intuitive Surgical
ISRG
$127B
$294K 0.06%
1,635
-168
-9% -$29.1K
VER
403
DELISTED
VEREIT, Inc.
VER
$294K 0.06%
6,005
+126
+2% +$5.94K
SYBT icon
404
Stock Yards Bancorp
SYBT
$2.6B
$291K 0.05%
7,928
-150
-2% -$5.47K
FCO
405
DELISTED
abrdn Global Income Fund
FCO
$290K 0.05%
36,964
-3,675
-9% -$30.3K
VOT icon
406
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
$288K 0.05%
1,947
+2
+0.1% +$300
KIO
407
KKR Income Opportunities Fund
KIO
$450M
$287K 0.05%
18,444
-813
-4% -$12.7K
VLY icon
408
Valley National Bancorp
VLY
$7.9B
$287K 0.05%
26,441
– –
CLX icon
409
Clorox
CLX
$12B
$285K 0.05%
1,879
+1
+0.1% +$158
XLNX
410
DELISTED
Xilinx Inc
XLNX
$284K 0.05%
2,959
+148
+5% +$16.2K
EQR icon
411
Equity Residential
EQR
$25.8B
$281K 0.05%
+3,258
New +$266K
OXY icon
412
Occidental Petroleum
OXY
$55.7B
$278K 0.05%
6,247
+477
+8% +$22.6K
RMD icon
413
ResMed
RMD
$31.1B
$278K 0.05%
2,054
-50
-2% -$6.55K
UL icon
414
Unilever
UL
$142B
$277K 0.05%
4,090
+464
+13% +$32.2K
TVIX
415
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$277K 0.05%
+2,035
New +$327K
FISV
416
Fiserv Inc
FISV
$29.7B
$270K 0.05%
+2,602
New +$266K
PFG icon
417
Principal Financial Group
PFG
$24.3B
$270K 0.05%
4,722
-1
-0% -$56
TAN icon
418
Invesco Solar ETF
TAN
$1.37B
$267K 0.05%
+9,100
New +$272K
VWTR
419
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$265K 0.05%
26,290
-100
-0.4% -$1.03K
MRRL
420
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN Series B due October 16, 2042
MRRL
$265K 0.05%
20,190
-3,760
-16% -$48.4K
SNY icon
421
Sanofi
SNY
$107B
$264K 0.05%
5,696
-292
-5% -$12.6K
ATI icon
422
ATI
ATI
$24.3B
$263K 0.05%
12,972
+400
+3% +$8.46K
RSPN icon
423
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$263K 0.05%
10,410
+5
+0% +$125
BHK icon
424
BlackRock Core Bond Trust
BHK
$644M
$259K 0.05%
17,894
+12
+0.1% +$172
HPI
425
John Hancock Preferred Income Fund
HPI
$428M
$255K 0.05%
10,580
-189
-2% -$4.47K
15 16
17
18 19

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, SeaCrest Wealth Management held 573 positions worth $534M, up 8.8% from $491M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

SeaCrest Wealth Management deployed $36.8M of net new capital in Q3 2019, opening 57 new positions and adding to 265 existing holdings. Its largest new stake was SPDR Gold MiniShares Trust: 46,527 shares worth $1.37M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $2.53M trimmed.

  • SeaCrest Wealth Management's largest Q3 2019 buy was SPDR Gold MiniShares Trust: 46,527 shares worth $1.37M.
  • SeaCrest Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2019, an estimated $4.97M increase.
  • SeaCrest Wealth Management's biggest Q3 2019 reduction was Schwab International Equity ETF, cutting an estimated $2.53M.
  • SeaCrest Wealth Management fully exited VanEck Gold Miners ETF in Q3 2019, selling an estimated $866K.
  • SeaCrest Wealth Management's ten largest holdings make up 19% of its $534M portfolio in Q3 2019.
  • SeaCrest Wealth Management opened 57 new positions and closed 29 in Q3 2019.
  • SeaCrest Wealth Management's portfolio value rose 8.8% quarter-over-quarter to $534M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2019, filed 15 Oct 2019.