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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$591M
AUM Growth
+$35.9M
Cap. Flow
+$9.84M
Cap. Flow %
1.66%
Top 10 Hldgs %
17.93%
Holding
2,418
New
133
Increased
567
Reduced
500
Closed
73

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.12M
2
HMNY
Helios and Matheson Analytics Inc.
HMNY
+$1M
3
EVRG icon
Evergy
EVRG
+$977K
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$689K
5
IBM icon
IBM
IBM
+$679K

Top Sells

Rank Stock Value
1
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$805K
2
SH icon
ProShares Short S&P500
SH
+$509K
3
AMC icon
AMC Entertainment Holdings
AMC
+$502K
4
GIS icon
General Mills
GIS
+$502K
5
GLD icon
SPDR Gold Trust
GLD
+$449K

Sector Composition

Rank Sector Weight
1 Technology 14.98%
2 Financials 9.99%
3 Communication Services 8.7%
4 Healthcare 8.15%
5 Industrials 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FM
401
DELISTED
iShares Frontier and Select EM ETF
FM
$286K 0.05%
10,057
– –
JWN
402
DELISTED
Nordstrom
JWN
$284K 0.05%
4,748
+9
+0.2% +$515
ADI icon
403
Analog Devices
ADI
$172B
$282K 0.05%
3,051
+155
+5% +$14.9K
IJK icon
404
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$282K 0.05%
4,840
+8
+0.2% +$464
CG icon
405
Carlyle Group
CG
$16.1B
$281K 0.05%
12,441
-2,340
-16% -$55K
PNC icon
406
PNC Financial Services
PNC
$99.1B
$280K 0.05%
2,053
+396
+24% +$56.3K
PFG icon
407
Principal Financial Group
PFG
$24.3B
$278K 0.05%
4,751
+133
+3% +$7.41K
VGLT icon
408
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$277K 0.05%
3,839
– –
YUM icon
409
Yum! Brands
YUM
$41.9B
$277K 0.05%
3,043
+203
+7% +$16.9K
WTRG icon
410
Essential Utilities
WTRG
$11.5B
$276K 0.05%
7,467
-21
-0.3% -$777
KIO
411
KKR Income Opportunities Fund
KIO
$450M
$275K 0.05%
16,741
+1,366
+9% +$22.8K
WBA
412
DELISTED
Walgreens Boots Alliance
WBA
$275K 0.05%
3,776
+527
+16% +$35.8K
WELL icon
413
Welltower
WELL
$173B
$275K 0.05%
4,282
-133
-3% -$8.59K
MPC icon
414
Marathon Petroleum
MPC
$90.1B
$274K 0.05%
3,423
+45
+1% +$3.56K
BUD icon
415
AB InBev
BUD
$164B
$270K 0.05%
3,083
+330
+12% +$32.2K
VCIT icon
416
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$270K 0.05%
3,238
+8
+0.2% +$670
ABB
417
DELISTED
ABB Ltd
ABB
$269K 0.05%
11,376
+3,100
+37% +$71.1K
AEM icon
418
Agnico Eagle Mines
AEM
$72.2B
$268K 0.05%
7,827
-2,250
-22% -$87.6K
RSPN icon
419
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$268K 0.05%
10,625
+5
+0% +$123
DBX icon
420
Dropbox
DBX
$7.78B
$267K 0.05%
9,960
+1,660
+20% +$48K
FNDA icon
421
Schwab Fundamental US Small Company Index ETF
FNDA
$9.1B
$267K 0.05%
13,120
+8,170
+165% +$167K
VXF icon
422
Vanguard Extended Market ETF
VXF
$30B
$266K 0.05%
2,170
+508
+31% +$62.1K
XLE icon
423
State Street Energy Select Sector SPDR ETF
XLE
$39B
$266K 0.05%
7,032
+4
+0.1% +$150
IUSV icon
424
iShares Core S&P US Value ETF
IUSV
$27.3B
$265K 0.04%
4,708
+283
+6% +$15.8K
JPS
425
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$265K 0.04%
30,093
-538
-2% -$4.76K
15 16
17
18 19

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AOWM
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SWM
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EI
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PIP
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PSCM
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SeaCrest Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, SeaCrest Wealth Management held 2,418 positions worth $591M, up 6.5% from $555M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

SeaCrest Wealth Management's Q3 2018 filing shows 133 new, 567 increased, 500 reduced and 73 closed positions. Its largest new stake was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K. The largest sale was ProShares Ultra VIX Short-Term Futures ETF, an estimated $805K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Communication Services.

  • SeaCrest Wealth Management's largest Q3 2018 buy was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K.
  • SeaCrest Wealth Management added most to Apple in Q3 2018, an estimated $1.12M increase.
  • SeaCrest Wealth Management's biggest Q3 2018 reduction was ProShares Short S&P500, cutting an estimated $509K.
  • SeaCrest Wealth Management fully exited ProShares Ultra VIX Short-Term Futures ETF in Q3 2018, selling an estimated $805K.
  • SeaCrest Wealth Management's ten largest holdings make up 18% of its $591M portfolio in Q3 2018.
  • SeaCrest Wealth Management opened 133 new positions and closed 73 in Q3 2018.
  • SeaCrest Wealth Management's portfolio value rose 6.5% quarter-over-quarter to $591M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2018, filed 14 Nov 2018.