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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$935M
AUM Growth
-$53.2M
Cap. Flow
-$12.6M
Cap. Flow %
-1.35%
Top 10 Hldgs %
30.95%
Holding
681
New
49
Increased
194
Reduced
330
Closed
46

Top Buys

Rank Stock Value
1
VDE icon
Vanguard Energy ETF
VDE
+$1.93M
2
EWY icon
iShares MSCI South Korea ETF
EWY
+$1.19M
3
WDC icon
Western Digital
WDC
+$1.09M
4
AAOI icon
Applied Optoelectronics
AAOI
+$1.07M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.05M

Top Sells

Rank Stock Value
1
AVGO icon
Broadcom
AVGO
+$2.9M
2
GE icon
GE Aerospace
GE
+$2.34M
3
NVDA icon
NVIDIA
NVDA
+$1.5M
4
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.37M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.33M

Sector Composition

Rank Sector Weight
1 Technology 22.38%
2 Communication Services 11.31%
3 Financials 6.06%
4 Industrials 5.21%
5 Healthcare 5.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHO icon
376
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$418K 0.04%
17,220
-2,302
-12% -$56K
NPCT icon
377
Nuveen Core Plus Impact Fund
NPCT
$279M
$411K 0.04%
40,352
-1,976
-5% -$20.4K
TLTD icon
378
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$668M
$410K 0.04%
+4,359
New +$423K
CLX icon
379
Clorox
CLX
$11.6B
$408K 0.04%
3,939
+101
+3% +$11.5K
ED icon
380
Consolidated Edison
ED
$40.1B
$408K 0.04%
3,604
-74
-2% -$8.01K
XLY icon
381
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$408K 0.04%
3,743
-150
-4% -$17.5K
VBR icon
382
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$407K 0.04%
1,873
-107
-5% -$23.9K
ARCC icon
383
Ares Capital
ARCC
$13.5B
$405K 0.04%
22,475
-931
-4% -$18K
ECAT icon
384
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.49B
$404K 0.04%
29,714
-848
-3% -$12.7K
IUSV icon
385
iShares Core S&P US Value ETF
IUSV
$27.2B
$403K 0.04%
3,937
-835
-17% -$87.6K
ITW icon
386
Illinois Tool Works
ITW
$82.6B
$402K 0.04%
1,546
-128
-8% -$34.8K
BDYN
387
iShares Dynamic Equity Active ETF
BDYN
$3B
$401K 0.04%
16,502
+817
+5% +$20.9K
VOE icon
388
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$399K 0.04%
2,164
-25
-1% -$4.67K
ILF icon
389
iShares Latin America 40 ETF
ILF
$3.85B
$398K 0.04%
+11,217
New +$388K
PSC icon
390
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.23B
$398K 0.04%
6,946
-51
-0.7% -$3.03K
BTX
391
BlackRock Technology and Private Equity Term Trust
BTX
$940M
$397K 0.04%
60,089
-5,371
-8% -$35.5K
NUE icon
392
Nucor
NUE
$58.6B
$396K 0.04%
2,342
-47
-2% -$8.19K
PNC icon
393
PNC Financial Services
PNC
$99.7B
$396K 0.04%
1,903
+58
+3% +$12.6K
IQLT icon
394
iShares MSCI Intl Quality Factor ETF
IQLT
$13.8B
$395K 0.04%
8,536
– –
BSV icon
395
Vanguard Short-Term Bond ETF
BSV
$44.7B
$394K 0.04%
5,019
-161
-3% -$12.7K
TDTT icon
396
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.54B
$393K 0.04%
+16,214
New +$392K
ICE icon
397
Intercontinental Exchange
ICE
$85.6B
$393K 0.04%
2,497
-191
-7% -$31.2K
VRT icon
398
Vertiv
VRT
$93B
$391K 0.04%
1,560
-86
-5% -$19.1K
RIO icon
399
Rio Tinto
RIO
$158B
$390K 0.04%
+4,183
New +$381K
DIS icon
400
Walt Disney
DIS
$167B
$390K 0.04%
4,048
-375
-8% -$39.6K
14 15
16
17 18

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, SeaCrest Wealth Management held 681 positions worth $935M, down 5.4% from $988M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

SeaCrest Wealth Management's Q1 2026 filing shows 49 new, 194 increased, 330 reduced and 46 closed positions. Its largest new stake was Vanguard Energy ETF: 12,730 shares worth $2.2M. The largest sale was Broadcom, an estimated $2.9M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Communication Services and Financials.

  • SeaCrest Wealth Management's largest Q1 2026 buy was Vanguard Energy ETF: 12,730 shares worth $2.2M.
  • SeaCrest Wealth Management added most to Applied Optoelectronics in Q1 2026, an estimated $1.07M increase.
  • SeaCrest Wealth Management's biggest Q1 2026 reduction was Broadcom, cutting an estimated $2.9M.
  • SeaCrest Wealth Management fully exited Affirm in Q1 2026, selling an estimated $500K.
  • SeaCrest Wealth Management's ten largest holdings make up 31% of its $935M portfolio in Q1 2026.
  • SeaCrest Wealth Management opened 49 new positions and closed 46 in Q1 2026.
  • SeaCrest Wealth Management's portfolio value fell 5.4% quarter-over-quarter to $935M.

Based on SeaCrest Wealth Management's 13F filing for Q1 2026, filed 15 Apr 2026.