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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHX icon
376
L3Harris
LHX
$51.6B
$437K 0.05%
1,986
+237
+14% +$53.9K
MPC icon
377
Marathon Petroleum
MPC
$92.4B
$437K 0.05%
7,069
+310
+5% +$17.8K
BNY
378
Bank of New York Mellon
BNY
$106B
$436K 0.05%
8,413
-79
-0.9% -$4.11K
FTSL icon
379
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$435K 0.05%
9,096
– –
TEL icon
380
TE Connectivity
TEL
$59.6B
$435K 0.05%
3,168
– –
CLBK icon
381
Columbia Financial
CLBK
$1.12B
$434K 0.05%
23,462
+400
+2% +$7.16K
SWK icon
382
Stanley Black & Decker
SWK
$14.3B
$434K 0.05%
2,475
-16
-0.6% -$3.12K
APTV icon
383
Aptiv
APTV
$12B
$433K 0.05%
2,908
+7
+0.2% +$1.09K
HDEF icon
384
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.34B
$430K 0.05%
18,945
– –
RMBI icon
385
Richmond Mutual Bancorp
RMBI
$251M
$427K 0.05%
27,124
– –
TSM icon
386
TSMC
TSM
$2.1T
$426K 0.05%
3,815
-220
-5% -$25.8K
VWO icon
387
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$426K 0.05%
8,523
-15,784
-65% -$816K
SKM icon
388
SK Telecom
SKM
$12.1B
$424K 0.05%
8,557
+24
+0.3% +$1.16K
BWX icon
389
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
$423K 0.05%
14,734
+9
+0.1% +$265
GIGB icon
390
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$966M
$423K 0.05%
7,775
-168
-2% -$9.26K
VLO icon
391
Valero Energy
VLO
$90.1B
$423K 0.05%
5,995
-8,384
-58% -$558K
VNQI icon
392
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$420K 0.05%
7,463
-1,348
-15% -$79.1K
AGR
393
DELISTED
Avangrid, Inc.
AGR
$418K 0.05%
8,592
+302
+4% +$15.9K
BWFG icon
394
Bankwell Financial Group
BWFG
$543M
$417K 0.05%
14,176
– –
WY icon
395
Weyerhaeuser
WY
$18B
$414K 0.05%
11,643
-999
-8% -$35K
ADSK icon
396
Autodesk
ADSK
$49.5B
$411K 0.05%
1,440
-63
-4% -$19.3K
ITW icon
397
Illinois Tool Works
ITW
$82.6B
$411K 0.05%
1,988
+15
+0.8% +$3.38K
ALB icon
398
Albemarle
ALB
$13.9B
$408K 0.05%
1,862
+311
+20% +$66.4K
ENB icon
399
Enbridge
ENB
$119B
$406K 0.05%
10,201
+1,562
+18% +$61.6K
SLB icon
400
SLB Ltd
SLB
$73.6B
$406K 0.05%
13,706
-1,774
-11% -$50.8K
14 15
16
17 18

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AIC
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OCA
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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.