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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-16.4%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$465M
AUM Growth
-$132M
Cap. Flow
-$20M
Cap. Flow %
-4.3%
Top 10 Hldgs %
23.08%
Holding
604
New
49
Increased
184
Reduced
240
Closed
94

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.75M
2
CVS icon
CVS Health
CVS
+$1.38M
3
MSFT icon
Microsoft
MSFT
+$1.15M
4
BA icon
Boeing
BA
+$1.13M
5
NFLX icon
Netflix
NFLX
+$1.05M

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.6M
2
JNUG icon
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
+$3.15M
3
RTX icon
RTX Corp
RTX
+$1.58M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.56M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 18.6%
2 Healthcare 10.55%
3 Communication Services 9.89%
4 Financials 7.59%
5 Consumer Staples 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYBT icon
376
Stock Yards Bancorp
SYBT
$2.65B
$250K 0.05%
8,628
+1,050
+14% +$37.9K
VTV icon
377
Vanguard Morningstar Value ETF
VTV
$191B
$250K 0.05%
2,808
-1,122
-29% -$123K
AES icon
378
AES
AES
$10.5B
$249K 0.05%
18,308
+1,269
+7% +$22.7K
ECL icon
379
Ecolab
ECL
$79.7B
$249K 0.05%
1,597
-42
-3% -$7.89K
DFS
380
DELISTED
Discover Financial Services
DFS
$246K 0.05%
6,883
+610
+10% +$40.4K
SLB icon
381
SLB Ltd
SLB
$75.4B
$246K 0.05%
18,259
-1,145
-6% -$33.1K
WSFS icon
382
WSFS Financial
WSFS
$4.21B
$245K 0.05%
9,851
– –
XYZ
383
Block Inc
XYZ
$50.4B
$245K 0.05%
4,678
-299
-6% -$20.4K
HACK icon
384
Amplify Cybersecurity ETF
HACK
$2.87B
$243K 0.05%
6,804
-3,650
-35% -$147K
RNG icon
385
RingCentral
RNG
$5.09B
$240K 0.05%
+1,134
New +$234K
VV icon
386
Vanguard Morningstar Large-Cap ETF
VV
$54.2B
$240K 0.05%
2,030
+167
+9% +$23.5K
FXD icon
387
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$239K 0.05%
8,907
+7
+0.1% +$277
DSL
388
DoubleLine Income Solutions Fund
DSL
$1.23B
$238K 0.05%
17,877
+1,395
+8% +$25.6K
IBB icon
389
iShares Biotechnology ETF
IBB
$9.39B
$238K 0.05%
2,208
-151
-6% -$17.4K
PCI
390
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$238K 0.05%
14,130
+76
+0.5% +$1.76K
BHK icon
391
BlackRock Core Bond Trust
BHK
$649M
$237K 0.05%
17,921
+14
+0.1% +$204
EMN icon
392
Eastman Chemical
EMN
$8.45B
$237K 0.05%
5,085
+924
+22% +$59.3K
KMI icon
393
Kinder Morgan
KMI
$69.9B
$237K 0.05%
17,006
-1,727
-9% -$32.9K
SWK icon
394
Stanley Black & Decker
SWK
$15.5B
$237K 0.05%
2,369
+26
+1% +$3.71K
DLR icon
395
Digital Realty Trust
DLR
$71.7B
$235K 0.05%
1,689
-149
-8% -$18.9K
FNDA icon
396
Schwab Fundamental US Small Company Index ETF
FNDA
$9.4B
$233K 0.05%
18,050
+1,104
+7% +$19.6K
EXG icon
397
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.04B
$232K 0.05%
36,369
-1,198
-3% -$9.64K
VYM icon
398
Vanguard High Dividend Yield ETF
VYM
$82.6B
$232K 0.05%
3,283
-579
-15% -$49.7K
IHI icon
399
iShares US Medical Devices ETF
IHI
$3.36B
$230K 0.05%
6,126
+1,002
+20% +$42.2K
IWF icon
400
iShares Russell 1000 Growth ETF
IWF
$127B
$230K 0.05%
6,112
-13,568
-69% -$585K
14 15
16
17 18

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return
HIGP
Hill Investment Group Partners St. Louis, Missouri $906M AUM 20.13% 1-Year Est. Return

SeaCrest Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, SeaCrest Wealth Management held 604 positions worth $465M, down 22% from $597M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SeaCrest Wealth Management withdrew a net $20M in Q1 2020, closing 94 positions and reducing 240 holdings. Its most notable exit was Direxion Daily Junior Gold Miners Index Bull 2X ETF, an estimated $3.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, SeaCrest Wealth Management opened a new position in ProShares Short S&P500 worth $894K.

  • SeaCrest Wealth Management's largest Q1 2020 buy was ProShares Short S&P500: 8,082 shares worth $894K.
  • SeaCrest Wealth Management added most to Apple in Q1 2020, an estimated $1.75M increase.
  • SeaCrest Wealth Management's biggest Q1 2020 reduction was Schwab US TIPS ETF, cutting an estimated $4.6M.
  • SeaCrest Wealth Management fully exited Direxion Daily Junior Gold Miners Index Bull 2X ETF in Q1 2020, selling an estimated $3.15M.
  • SeaCrest Wealth Management's ten largest holdings make up 23% of its $465M portfolio in Q1 2020.
  • SeaCrest Wealth Management opened 49 new positions and closed 94 in Q1 2020.
  • SeaCrest Wealth Management's portfolio value fell 22% quarter-over-quarter to $465M.

Based on SeaCrest Wealth Management's 13F filing for Q1 2020, filed 13 May 2020.