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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-12.39%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$485M
AUM Growth
-$106M
Cap. Flow
-$25.1M
Cap. Flow %
-5.17%
Top 10 Hldgs %
16.97%
Holding
2,439
New
94
Increased
473
Reduced
714
Closed
191

Top Buys

Rank Stock Value
1
EUSA icon
iShares MSCI USA Equal Weighted ETF
EUSA
+$3.62M
2
URA icon
Global X Uranium ETF
URA
+$813K
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$723K
4
OLN icon
Olin
OLN
+$606K
5
GSK icon
GSK
GSK
+$570K

Top Sells

Rank Stock Value
1
ADBE icon
Adobe
ADBE
+$1.87M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$1.19M
3
MZOR
Mazor Robotics Ltd.
MZOR
+$1.12M
4
NFLX icon
Netflix
NFLX
+$1.08M
5
META icon
Meta Platforms (Facebook)
META
+$1.01M

Sector Composition

Rank Sector Weight
1 Technology 12.88%
2 Financials 9.89%
3 Communication Services 8.53%
4 Healthcare 8.28%
5 Industrials 6.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWP icon
376
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$245K 0.05%
4,308
-24
-0.6% -$1.46K
NOC icon
377
Northrop Grumman
NOC
$76B
$245K 0.05%
1,002
+301
+43% +$83.1K
ITW icon
378
Illinois Tool Works
ITW
$84.1B
$244K 0.05%
1,929
+485
+34% +$63.9K
SEND
379
DELISTED
SendGrid, Inc.
SEND
$244K 0.05%
5,660
+59
+1% +$2.27K
VSTM icon
380
Verastem
VSTM
$528M
$240K 0.05%
5,962
+1,815
+44% +$111K
ACN icon
381
Accenture
ACN
$106B
$236K 0.05%
1,673
-557
-25% -$88.1K
LITE icon
382
Lumentum
LITE
$46.9B
$235K 0.05%
5,605
+4,905
+701% +$242K
SYBT icon
383
Stock Yards Bancorp
SYBT
$2.6B
$235K 0.05%
7,164
+1,100
+18% +$35.1K
VLY icon
384
Valley National Bancorp
VLY
$7.9B
$235K 0.05%
26,441
– –
VOT icon
385
Vanguard Mid-Cap Growth ETF
VOT
$18.9B
$235K 0.05%
1,963
-167
-8% -$21.4K
ABB
386
DELISTED
ABB Ltd
ABB
$235K 0.05%
12,376
+1,000
+9% +$20.2K
YUM icon
387
Yum! Brands
YUM
$41.9B
$234K 0.05%
2,541
-502
-16% -$44.9K
IJK icon
388
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$232K 0.05%
4,856
+16
+0.3% +$837
XLU icon
389
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$232K 0.05%
8,782
-506
-5% -$13.8K
WBA
390
DELISTED
Walgreens Boots Alliance
WBA
$230K 0.05%
3,373
-403
-11% -$31.3K
KIO
391
KKR Income Opportunities Fund
KIO
$450M
$229K 0.05%
16,048
-693
-4% -$10.7K
SHW icon
392
Sherwin-Williams
SHW
$84.8B
$229K 0.05%
1,749
-270
-13% -$36.4K
CWST icon
393
Casella Waste Systems
CWST
$5.76B
$228K 0.05%
8,000
+1,900
+31% +$57.7K
OPP
394
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$189M
$228K 0.05%
14,201
+1,407
+11% +$22.5K
GBAB
395
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$380M
$226K 0.05%
10,327
+17
+0.2% +$355
CNC icon
396
Centene
CNC
$30.5B
$224K 0.05%
3,882
-800
-17% -$53.6K
CWB icon
397
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$223K 0.05%
4,769
– –
EMN icon
398
Eastman Chemical
EMN
$7.69B
$223K 0.05%
3,044
+405
+15% +$32.3K
MPC icon
399
Marathon Petroleum
MPC
$90.1B
$219K 0.05%
3,711
+288
+8% +$19.7K
BHK icon
400
BlackRock Core Bond Trust
BHK
$644M
$218K 0.04%
17,855
+15
+0.1% +$185
14 15
16
17 18

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, SeaCrest Wealth Management held 2,439 positions worth $485M, down 18% from $591M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

SeaCrest Wealth Management withdrew a net $25.1M in Q4 2018, closing 191 positions and reducing 714 holdings. Its most notable exit was Mazor Robotics Ltd., an estimated $1.12M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 15% a quarter earlier, followed by Financials and Communication Services.

Against the trend, SeaCrest Wealth Management opened a new position in ProShares Ultra VIX Short-Term Futures ETF worth $588K.

  • SeaCrest Wealth Management's largest Q4 2018 buy was ProShares Ultra VIX Short-Term Futures ETF: 3 shares worth $588K.
  • SeaCrest Wealth Management added most to iShares MSCI USA Equal Weighted ETF in Q4 2018, an estimated $3.62M increase.
  • SeaCrest Wealth Management's biggest Q4 2018 reduction was Adobe, cutting an estimated $1.87M.
  • SeaCrest Wealth Management fully exited Mazor Robotics Ltd. in Q4 2018, selling an estimated $1.12M.
  • SeaCrest Wealth Management's ten largest holdings make up 17% of its $485M portfolio in Q4 2018.
  • SeaCrest Wealth Management opened 94 new positions and closed 191 in Q4 2018.
  • SeaCrest Wealth Management's portfolio value fell 18% quarter-over-quarter to $485M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2018, filed 13 Feb 2019.