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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-2.16%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$770M
AUM Growth
-$22.3M
Cap. Flow
+$3.65M
Cap. Flow %
0.47%
Top 10 Hldgs %
27.84%
Holding
665
New
36
Increased
264
Reduced
272
Closed
45

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$10.1M
2
VDE icon
Vanguard Energy ETF
VDE
+$1.95M
3
META icon
Meta Platforms (Facebook)
META
+$1.62M
4
NVDA icon
NVIDIA
NVDA
+$1.2M
5
VAL icon
Valaris
VAL
+$1.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.63M
2
GNK icon
Genco Shipping & Trading
GNK
+$1.08M
3
COST icon
Costco
COST
+$1M
4
JNJ icon
Johnson & Johnson
JNJ
+$995K
5
AAPL icon
Apple
AAPL
+$949K

Sector Composition

Rank Sector Weight
1 Technology 23.4%
2 Healthcare 8.07%
3 Communication Services 7.7%
4 Financials 7.3%
5 Energy 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
351
Yum! Brands
YUM
$40.6B
$421K 0.05%
3,367
-634
-16% -$83.4K
EXC icon
352
Exelon
EXC
$46.6B
$418K 0.05%
11,063
-1,622
-13% -$66.1K
VFMV icon
353
Vanguard US Minimum Volatility ETF
VFMV
$433M
$416K 0.05%
4,329
+20
+0.5% +$1.99K
FTCS icon
354
First Trust Capital Strength ETF
FTCS
$7.85B
$415K 0.05%
5,632
-58
-1% -$4.39K
TD icon
355
Toronto Dominion Bank
TD
$200B
$413K 0.05%
6,851
-623
-8% -$38.8K
BWFG icon
356
Bankwell Financial Group
BWFG
$540M
$410K 0.05%
16,876
– –
DKNG icon
357
DraftKings
DKNG
$11.6B
$408K 0.05%
+13,852
New +$409K
SPGI icon
358
S&P Global
SPGI
$123B
$406K 0.05%
1,112
-4
-0.4% -$1.57K
IBB icon
359
iShares Biotechnology ETF
IBB
$9.18B
$406K 0.05%
3,318
-165
-5% -$21K
TRV icon
360
Travelers Companies
TRV
$77.8B
$404K 0.05%
2,475
-2
-0.1% -$334
KMI icon
361
Kinder Morgan
KMI
$69.8B
$404K 0.05%
24,342
-1,805
-7% -$31.1K
TEL icon
362
TE Connectivity
TEL
$59.4B
$400K 0.05%
3,242
+26
+0.8% +$3.48K
SDY icon
363
State Street SPDR S&P Dividend ETF
SDY
$23.6B
$400K 0.05%
3,479
+13
+0.4% +$1.59K
LHX icon
364
L3Harris
LHX
$51.6B
$397K 0.05%
2,281
+197
+9% +$36.2K
GM icon
365
General Motors
GM
$79.7B
$396K 0.05%
12,014
-2,658
-18% -$94.4K
IWD icon
366
iShares Russell 1000 Value ETF
IWD
$82.6B
$396K 0.05%
2,609
-48
-2% -$7.61K
IEFA icon
367
iShares Core MSCI EAFE ETF
IEFA
$191B
$395K 0.05%
6,134
-82
-1% -$5.49K
PAYX icon
368
Paychex
PAYX
$42B
$392K 0.05%
3,397
-31
-0.9% -$3.74K
SH icon
369
ProShares Short S&P500
SH
$914M
$391K 0.05%
+6,760
New +$377K
EW icon
370
Edwards Lifesciences
EW
$51B
$389K 0.05%
5,610
+114
+2% +$9.16K
TCPC icon
371
BlackRock TCP Capital
TCPC
$284M
$386K 0.05%
32,900
-4,750
-13% -$57.1K
GIS icon
372
General Mills
GIS
$19.2B
$386K 0.05%
6,035
-1,103
-15% -$77.9K
OTIS icon
373
Otis Worldwide
OTIS
$27.6B
$385K 0.05%
4,790
+50
+1% +$4.28K
RSPF icon
374
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$310M
$385K 0.05%
7,585
-297
-4% -$15.6K
KNF icon
375
Knife River
KNF
$4.46B
$383K 0.05%
7,843
+585
+8% +$27.8K
13 14
15
16 17

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, SeaCrest Wealth Management held 665 positions worth $770M, down 2.8% from $792M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SeaCrest Wealth Management's Q3 2023 filing shows 36 new, 264 increased, 272 reduced and 45 closed positions. Its largest new stake was Valaris: 15,999 shares worth $1.2M. The largest sale was Invesco QQQ Trust, an estimated $1.63M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q3 2023 buy was Valaris: 15,999 shares worth $1.2M.
  • SeaCrest Wealth Management added most to Berkshire Hathaway Class B in Q3 2023, an estimated $10.1M increase.
  • SeaCrest Wealth Management's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $1.63M.
  • SeaCrest Wealth Management fully exited Genco Shipping & Trading in Q3 2023, selling an estimated $1.08M.
  • SeaCrest Wealth Management's ten largest holdings make up 28% of its $770M portfolio in Q3 2023.
  • SeaCrest Wealth Management opened 36 new positions and closed 45 in Q3 2023.
  • SeaCrest Wealth Management's portfolio value fell 2.8% quarter-over-quarter to $770M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2023, filed 12 Oct 2023.