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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVE icon
351
iShares S&P 500 Value ETF
IVE
$49.3B
$407K 0.06%
3,167
– –
OPP
352
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$189M
$406K 0.06%
44,643
+2,287
+5% +$24.2K
EWZ icon
353
iShares MSCI Brazil ETF
EWZ
$9.22B
$404K 0.06%
13,642
-3,636
-21% -$107K
CNQ icon
354
Canadian Natural Resources
CNQ
$96.7B
$403K 0.06%
17,316
+2,638
+18% +$68.3K
RSPN icon
355
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.12B
$402K 0.06%
12,970
+15
+0.1% +$513
FTSL icon
356
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$401K 0.06%
9,096
– –
RIV
357
RiverNorth Opportunities Fund
RIV
$311M
$401K 0.06%
32,957
-1,573
-5% -$22.3K
SWKS icon
358
Skyworks Solutions
SWKS
$9.22B
$401K 0.06%
4,708
+82
+2% +$8.39K
EFA icon
359
iShares MSCI EAFE ETF
EFA
$78.4B
$399K 0.06%
7,130
-80
-1% -$4.99K
HNDL icon
360
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$633M
$399K 0.06%
20,799
-33
-0.2% -$701
NLY icon
361
Annaly Capital Management
NLY
$17.2B
$399K 0.06%
23,240
-2,350
-9% -$59.2K
TTD icon
362
Trade Desk
TTD
$8.6B
$395K 0.06%
6,616
+83
+1% +$4.72K
EMN icon
363
Eastman Chemical
EMN
$8.23B
$394K 0.06%
5,552
+4
+0.1% +$359
AFL icon
364
Aflac
AFL
$64.5B
$393K 0.06%
6,985
-2
-0% -$118
ARLP icon
365
Alliance Resource Partners
ARLP
$3.36B
$390K 0.06%
+17,041
New +$390K
GEM icon
366
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.68B
$383K 0.06%
14,817
+2,332
+19% +$67.2K
APO icon
367
Apollo Global Management
APO
$74.6B
$382K 0.06%
8,225
+4
+0% +$220
NUE icon
368
Nucor
NUE
$59.5B
$382K 0.06%
3,574
-140
-4% -$17.6K
ITW icon
369
Illinois Tool Works
ITW
$83B
$380K 0.06%
2,105
-4
-0.2% -$789
MQY icon
370
BlackRock MuniYield Quality Fund
MQY
$806M
$380K 0.06%
34,402
– –
AON icon
371
Aon
AON
$75.9B
$377K 0.06%
1,406
+21
+2% +$5.94K
IJJ icon
372
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.91B
$373K 0.06%
4,147
-277
-6% -$27.6K
TEL icon
373
TE Connectivity
TEL
$59.4B
$373K 0.06%
3,383
+43
+1% +$5.35K
ENB icon
374
Enbridge
ENB
$118B
$371K 0.06%
10,008
-1,184
-11% -$49.9K
IWD icon
375
iShares Russell 1000 Value ETF
IWD
$82.6B
$371K 0.06%
2,727
+501
+23% +$75.3K
13 14
15
16 17

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.