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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPN icon
351
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$511K 0.06%
12,920
+5
+0% +$194
BNY
352
Bank of New York Mellon
BNY
$106B
$509K 0.06%
8,761
+348
+4% +$20K
CGW icon
353
Invesco S&P Global Water Index ETF
CGW
$1.05B
$509K 0.06%
8,392
+1,566
+23% +$92.3K
MCK icon
354
McKesson
MCK
$100B
$509K 0.06%
2,047
+199
+11% +$43.7K
TEL icon
355
TE Connectivity
TEL
$59.6B
$509K 0.06%
3,155
-13
-0.4% -$2.01K
IEFA icon
356
iShares Core MSCI EAFE ETF
IEFA
$190B
$508K 0.06%
6,800
+91
+1% +$6.84K
CASY icon
357
Casey's General Stores
CASY
$32.2B
$502K 0.06%
2,542
+16
+0.6% +$3.09K
SWK icon
358
Stanley Black & Decker
SWK
$14.3B
$501K 0.06%
2,658
+183
+7% +$33.8K
GIS icon
359
General Mills
GIS
$19.1B
$500K 0.05%
7,414
-134
-2% -$8.51K
SFIX
360
Stitch Fix
SFIX
$536M
$499K 0.05%
+26,399
New +$756K
HNDL icon
361
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$630M
$491K 0.05%
18,906
+4,950
+35% +$127K
IVE icon
362
iShares S&P 500 Value ETF
IVE
$49B
$490K 0.05%
3,128
– –
WY icon
363
Weyerhaeuser
WY
$18B
$487K 0.05%
11,820
+177
+2% +$6.72K
ITW icon
364
Illinois Tool Works
ITW
$82.6B
$483K 0.05%
1,959
-29
-1% -$6.74K
ROBO icon
365
ROBO Global Robotics & Automation Index ETF
ROBO
$1.96B
$482K 0.05%
6,869
-310
-4% -$21.2K
BLK icon
366
Blackrock
BLK
$169B
$481K 0.05%
525
-11
-2% -$10K
SYBT icon
367
Stock Yards Bancorp
SYBT
$2.64B
$480K 0.05%
7,518
– –
EMB icon
368
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$478K 0.05%
4,384
-117
-3% -$12.8K
FXD icon
369
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$477K 0.05%
7,685
-192
-2% -$11.9K
K
370
DELISTED
Kellanova
K
$477K 0.05%
7,883
-519
-6% -$30.6K
NKE icon
371
Nike
NKE
$61.9B
$476K 0.05%
2,855
+450
+19% +$74.2K
GEM icon
372
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.67B
$475K 0.05%
12,822
-1,620
-11% -$60.1K
XLNX
373
DELISTED
Xilinx Inc
XLNX
$474K 0.05%
2,236
+194
+10% +$38.3K
VMW
374
DELISTED
VMware, Inc
VMW
$473K 0.05%
4,082
+2,606
+177% +$343K
CLBK icon
375
Columbia Financial
CLBK
$1.12B
$469K 0.05%
22,462
-1,000
-4% -$19.4K
13 14
15
16 17

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.