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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZBH icon
351
Zimmer Biomet
ZBH
$18.2B
$487K 0.06%
3,425
-1
-0% -$147
ITB icon
352
iShares US Home Construction ETF
ITB
$2.26B
$480K 0.06%
7,257
+597
+9% +$42.1K
CASY icon
353
Casey's General Stores
CASY
$32.2B
$476K 0.06%
2,526
-7
-0.3% -$1.37K
KIM icon
354
Kimco Realty
KIM
$17.2B
$476K 0.06%
22,930
– –
FCX icon
355
Freeport-McMoran
FCX
$90B
$474K 0.06%
14,586
-214
-1% -$7.53K
RSPN icon
356
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$471K 0.06%
12,915
+5
+0% +$189
IDN icon
357
Intellicheck
IDN
$73.1M
$469K 0.06%
57,240
-217
-0.4% -$1.84K
PGX icon
358
Invesco Preferred ETF
PGX
$3.81B
$469K 0.06%
31,233
-1,741
-5% -$26.4K
FXD icon
359
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$466K 0.06%
7,877
+2
+0% +$122
WBA
360
DELISTED
Walgreens Boots Alliance
WBA
$463K 0.06%
9,844
-11,455
-54% -$552K
ROBO icon
361
ROBO Global Robotics & Automation Index ETF
ROBO
$1.96B
$462K 0.06%
7,179
+300
+4% +$19.9K
SLV icon
362
iShares Silver Trust
SLV
$28B
$461K 0.06%
22,481
+3,287
+17% +$73.9K
TD icon
363
Toronto Dominion Bank
TD
$198B
$460K 0.06%
6,950
-100
-1% -$6.67K
MQY icon
364
BlackRock MuniYield Quality Fund
MQY
$805M
$458K 0.06%
28,302
+2,139
+8% +$35.8K
IVE icon
365
iShares S&P 500 Value ETF
IVE
$49B
$455K 0.05%
3,128
+4
+0.1% +$596
BGS icon
366
B&G Foods
BGS
$287M
$452K 0.05%
15,106
+1,210
+9% +$36.3K
GIS icon
367
General Mills
GIS
$19.1B
$452K 0.05%
7,548
-141
-2% -$8.33K
VO icon
368
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$452K 0.05%
7,636
+16
+0.2% +$967
BLK icon
369
Blackrock
BLK
$169B
$450K 0.05%
536
-45
-8% -$40.3K
WTRG icon
370
Essential Utilities
WTRG
$11.3B
$449K 0.05%
9,747
-137
-1% -$6.64K
PCF
371
High Income Securities Fund
PCF
$98.8M
$444K 0.05%
50,688
+13,055
+35% +$127K
SRE icon
372
Sempra
SRE
$57.9B
$442K 0.05%
6,982
+10
+0.1% +$660
VIGI icon
373
Vanguard International Dividend Appreciation ETF
VIGI
$9.08B
$442K 0.05%
5,070
+1,644
+48% +$147K
SYBT icon
374
Stock Yards Bancorp
SYBT
$2.64B
$441K 0.05%
7,518
– –
RSF
375
RiverNorth Capital and Income Fund
RSF
$58.8M
$440K 0.05%
23,363
+2,163
+10% +$41.4K
13 14
15
16 17

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.