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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$534M
AUM Growth
+$43M
Cap. Flow
+$36.8M
Cap. Flow %
6.89%
Top 10 Hldgs %
19.01%
Holding
573
New
57
Increased
265
Reduced
172
Closed
29

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.97M
2
AMGN icon
Amgen
AMGN
+$1.87M
3
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$1.37M
4
BX icon
Blackstone
BX
+$1.32M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.17M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$2.53M
2
EUSA icon
iShares MSCI USA Equal Weighted ETF
EUSA
+$1.5M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$866K
4
HDV
iShares Core High Dividend ETF
HDV
+$800K
5
CAH icon
Cardinal Health
CAH
+$799K

Sector Composition

Rank Sector Weight
1 Technology 14.61%
2 Financials 9.74%
3 Communication Services 8.82%
4 Healthcare 7.91%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHA
351
DELISTED
China Telecom Corporation, LTD
CHA
$348K 0.07%
7,630
+50
+0.7% +$2.3K
BDJ icon
352
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$345K 0.06%
37,553
-15,789
-30% -$142K
BWFG icon
353
Bankwell Financial Group
BWFG
$543M
$343K 0.06%
12,457
+59
+0.5% +$1.61K
XYL icon
354
Xylem
XYL
$28.5B
$343K 0.06%
4,304
+266
+7% +$20.9K
ACN icon
355
Accenture
ACN
$106B
$342K 0.06%
1,780
+11
+0.6% +$2.13K
PCI
356
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$342K 0.06%
13,956
-742
-5% -$17.9K
DNKN
357
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$340K 0.06%
4,283
+33
+0.8% +$2.68K
RSPH icon
358
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$773M
$339K 0.06%
17,280
– –
XYZ
359
Block Inc
XYZ
$48.9B
$339K 0.06%
5,471
+426
+8% +$28.9K
ETR icon
360
Entergy
ETR
$50.3B
$338K 0.06%
5,758
– –
RSPF icon
361
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
$338K 0.06%
7,743
-248
-3% -$10.7K
VT icon
362
Vanguard Total World Stock ETF
VT
$75.3B
$338K 0.06%
4,515
– –
ET icon
363
Energy Transfer Partners
ET
$69.5B
$337K 0.06%
25,794
-3,848
-13% -$53.6K
AIG icon
364
American International
AIG
$42.5B
$332K 0.06%
5,957
-1,296
-18% -$71.6K
MCR
365
DELISTED
MFS Charter Income Trust
MCR
$332K 0.06%
39,905
-1,890
-5% -$15.6K
S
366
DELISTED
Sprint Corporation
S
$331K 0.06%
+53,685
New +$369K
VIAB
367
DELISTED
Viacom Inc. Class B
VIAB
$329K 0.06%
13,708
-600
-4% -$16.8K
BGH
368
Barings Global Short Duration High Yield Fund
BGH
$281M
$328K 0.06%
18,839
-124
-0.7% -$2.2K
SHW icon
369
Sherwin-Williams
SHW
$83.5B
$328K 0.06%
1,791
+12
+0.7% +$2.04K
FXL icon
370
First Trust Technology AlphaDEX Fund
FXL
$2.4B
$326K 0.06%
5,001
+592
+13% +$39.9K
SLV icon
371
iShares Silver Trust
SLV
$27.7B
$326K 0.06%
20,499
-41
-0.2% -$652
NUE icon
372
Nucor
NUE
$58.3B
$324K 0.06%
6,360
-885
-12% -$46.2K
CYBR
373
DELISTED
CyberArk
CYBR
$319K 0.06%
3,200
-75
-2% -$9.04K
VMW
374
DELISTED
VMware, Inc
VMW
$319K 0.06%
2,125
+930
+78% +$146K
RDS.B
375
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$319K 0.06%
5,331
-100
-2% -$5.97K
13 14
15
16 17

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AIC
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OCA
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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, SeaCrest Wealth Management held 573 positions worth $534M, up 8.8% from $491M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

SeaCrest Wealth Management deployed $36.8M of net new capital in Q3 2019, opening 57 new positions and adding to 265 existing holdings. Its largest new stake was SPDR Gold MiniShares Trust: 46,527 shares worth $1.37M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $2.53M trimmed.

  • SeaCrest Wealth Management's largest Q3 2019 buy was SPDR Gold MiniShares Trust: 46,527 shares worth $1.37M.
  • SeaCrest Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2019, an estimated $4.97M increase.
  • SeaCrest Wealth Management's biggest Q3 2019 reduction was Schwab International Equity ETF, cutting an estimated $2.53M.
  • SeaCrest Wealth Management fully exited VanEck Gold Miners ETF in Q3 2019, selling an estimated $866K.
  • SeaCrest Wealth Management's ten largest holdings make up 19% of its $534M portfolio in Q3 2019.
  • SeaCrest Wealth Management opened 57 new positions and closed 29 in Q3 2019.
  • SeaCrest Wealth Management's portfolio value rose 8.8% quarter-over-quarter to $534M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2019, filed 15 Oct 2019.