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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+12.56%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$948M
AUM Growth
+$27.1M
Cap. Flow
-$79.6M
Cap. Flow %
-8.39%
Top 10 Hldgs %
32.7%
Holding
684
New
67
Increased
174
Reduced
356
Closed
56

Top Buys

Rank Stock Value
1
PSLV icon
Sprott Physical Silver Trust
PSLV
+$2.24M
2
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.64M
3
UJUL icon
Innovator US Equity Ultra Buffer ETF July
UJUL
+$1.2M
4
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$903K
5
TEVA icon
Teva Pharmaceuticals
TEVA
+$811K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$21.5M
2
AAPL icon
Apple
AAPL
+$4.68M
3
PLTR icon
Palantir
PLTR
+$4.6M
4
MSFT icon
Microsoft
MSFT
+$4.01M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 24.79%
2 Communication Services 10.97%
3 Financials 7.34%
4 Industrials 5.17%
5 Consumer Discretionary 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
326
DuPont de Nemours
DD
$18.5B
$469K 0.05%
4,762
-673
-12% -$63.4K
IUSV icon
327
iShares Core S&P US Value ETF
IUSV
$27.2B
$468K 0.05%
4,633
-2,000
-30% -$195K
UPS icon
328
United Parcel Service
UPS
$88.6B
$463K 0.05%
5,369
-120
-2% -$10.9K
PDI icon
329
PIMCO Dynamic Income Fund
PDI
$7.39B
$461K 0.05%
23,146
+11,700
+102% +$227K
AFRM icon
330
Affirm
AFRM
$23.9B
$456K 0.05%
6,057
-21
-0.3% -$1.6K
FSLR icon
331
First Solar
FSLR
$22.7B
$454K 0.05%
+1,962
New +$377K
ADM icon
332
Archer Daniels Midland
ADM
$38.2B
$453K 0.05%
7,289
-678
-9% -$39.7K
CCJ icon
333
Cameco
CCJ
$37.6B
$453K 0.05%
5,253
+46
+0.9% +$3.57K
VXUS icon
334
Vanguard Total International Stock ETF
VXUS
$155B
$453K 0.05%
6,076
-576
-9% -$40.9K
IDV icon
335
iShares International Select Dividend ETF
IDV
$8.45B
$452K 0.05%
12,410
+1,711
+16% +$61.6K
BTX
336
BlackRock Technology and Private Equity Term Trust
BTX
$940M
$452K 0.05%
65,074
+8,083
+14% +$57.8K
MDU icon
337
MDU Resources
MDU
$4.17B
$449K 0.05%
24,299
-557
-2% -$9.3K
IAI icon
338
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$448K 0.05%
2,550
+56
+2% +$9.75K
LHX icon
339
L3Harris
LHX
$51.6B
$447K 0.05%
1,458
+50
+4% +$13.7K
PJT icon
340
PJT Partners
PJT
$4.3B
$447K 0.05%
2,616
-110
-4% -$19.8K
LIN icon
341
Linde
LIN
$221B
$445K 0.05%
951
-50
-5% -$23.7K
CMI icon
342
Cummins
CMI
$87.5B
$444K 0.05%
1,017
+16
+2% +$6.13K
VWO icon
343
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$442K 0.05%
8,030
+315
+4% +$16.2K
IWMI
344
NEOS Russell 2000 High Income ETF
IWMI
$1.09B
$439K 0.05%
8,900
+500
+6% +$23.6K
DPZ icon
345
Domino's
DPZ
$11.5B
$435K 0.05%
1,053
-20
-2% -$9.08K
XLY icon
346
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$434K 0.05%
3,668
-268
-7% -$30.7K
ABFL
347
Abacus FCF Leaders ETF
ABFL
$522M
$430K 0.05%
5,969
-768
-11% -$54K
IGPT icon
348
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
$429K 0.05%
7,435
-366
-5% -$18.7K
BMEZ icon
349
BlackRock Health Sciences Trust II
BMEZ
$968M
$428K 0.05%
28,547
+1,747
+7% +$24.8K
UFOX
350
Defiance Space and Connective Tech ETF
UFOX
$835M
$427K 0.05%
6,587
+5
+0.1% +$285
12 13
14
15 16

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, SeaCrest Wealth Management held 684 positions worth $948M, up 2.9% from $921M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management withdrew a net $79.6M in Q3 2025, closing 56 positions and reducing 356 holdings. Its most notable exit was GE HealthCare, an estimated $1.02M position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Communication Services and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in iPath Series B S&P 500 VIX Short-Term Futures ETN worth $1.38M.

  • SeaCrest Wealth Management's largest Q3 2025 buy was iPath Series B S&P 500 VIX Short-Term Futures ETN: 41,527 shares worth $1.38M.
  • SeaCrest Wealth Management added most to Sprott Physical Silver Trust in Q3 2025, an estimated $2.24M increase.
  • SeaCrest Wealth Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $21.5M.
  • SeaCrest Wealth Management fully exited GE HealthCare in Q3 2025, selling an estimated $1.02M.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $948M portfolio in Q3 2025.
  • SeaCrest Wealth Management opened 67 new positions and closed 56 in Q3 2025.
  • SeaCrest Wealth Management's portfolio value rose 2.9% quarter-over-quarter to $948M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2025, filed 13 Nov 2025.