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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$534M
AUM Growth
+$43M
Cap. Flow
+$36.8M
Cap. Flow %
6.89%
Top 10 Hldgs %
19.01%
Holding
573
New
57
Increased
265
Reduced
172
Closed
29

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.97M
2
AMGN icon
Amgen
AMGN
+$1.87M
3
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$1.37M
4
BX icon
Blackstone
BX
+$1.32M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.17M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$2.53M
2
EUSA icon
iShares MSCI USA Equal Weighted ETF
EUSA
+$1.5M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$866K
4
HDV
iShares Core High Dividend ETF
HDV
+$800K
5
CAH icon
Cardinal Health
CAH
+$799K

Sector Composition

Rank Sector Weight
1 Technology 14.61%
2 Financials 9.74%
3 Communication Services 8.82%
4 Healthcare 7.91%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOTL icon
326
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$384K 0.07%
+7,795
New +$383K
CWST icon
327
Casella Waste Systems
CWST
$5.76B
$378K 0.07%
8,800
– –
ADI icon
328
Analog Devices
ADI
$172B
$373K 0.07%
3,338
+175
+6% +$19.8K
GM icon
329
General Motors
GM
$80.9B
$373K 0.07%
9,942
-26
-0.3% -$1K
TJX icon
330
TJX Companies
TJX
$179B
$372K 0.07%
6,678
-209
-3% -$11.4K
AMAT icon
331
Applied Materials
AMAT
$347B
$371K 0.07%
7,440
-509
-6% -$24.6K
ARTY
332
iShares Future AI & Tech ETF
ARTY
$3.21B
$369K 0.07%
+15,100
New +$372K
ICLN icon
333
iShares Global Clean Energy ETF
ICLN
$2.22B
$366K 0.07%
+33,574
New +$366K
KMI icon
334
Kinder Morgan
KMI
$70.9B
$366K 0.07%
17,735
-1,116
-6% -$22.9K
FNDA icon
335
Schwab Fundamental US Small Company Index ETF
FNDA
$9.1B
$365K 0.07%
19,354
-1,036
-5% -$19.4K
FXD icon
336
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$365K 0.07%
8,689
+4
+0% +$170
GLW icon
337
Corning
GLW
$107B
$365K 0.07%
12,786
+430
+3% +$12.9K
ALGT icon
338
Allegiant Air
ALGT
$2.57B
$363K 0.07%
2,425
-50
-2% -$7.32K
HDV
339
iShares Core High Dividend ETF
HDV
$14.7B
$363K 0.07%
19,280
-42,590
-69% -$800K
FVD icon
340
First Trust Value Line Dividend Fund
FVD
$8.44B
$362K 0.07%
+10,384
New +$354K
INDB icon
341
Independent Bank
INDB
$4.04B
$362K 0.07%
4,846
– –
PFN
342
PIMCO Income Strategy Fund II
PFN
$695M
$362K 0.07%
35,046
-3,952
-10% -$41.5K
PAA icon
343
Plains All American Pipeline
PAA
$17.6B
$361K 0.07%
17,393
+6,207
+55% +$140K
XLU icon
344
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$360K 0.07%
11,124
+2,342
+27% +$72.3K
AXON
345
Axon Enterprise
AXON
$42.8B
$351K 0.07%
6,186
-600
-9% -$37.9K
LNC icon
346
Lincoln National
LNC
$7.92B
$351K 0.07%
5,818
-270
-4% -$16.1K
LUMN icon
347
Lumen
LUMN
$6.43B
$351K 0.07%
28,110
-4,857
-15% -$57.7K
FTSL icon
348
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$349K 0.07%
+7,365
New +$349K
ITW icon
349
Illinois Tool Works
ITW
$84.1B
$348K 0.07%
2,225
+640
+40% +$97.2K
GRUB
350
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$348K 0.07%
3,094
-130
-4% -$17.3K
12 13
14
15 16

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, SeaCrest Wealth Management held 573 positions worth $534M, up 8.8% from $491M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

SeaCrest Wealth Management deployed $36.8M of net new capital in Q3 2019, opening 57 new positions and adding to 265 existing holdings. Its largest new stake was SPDR Gold MiniShares Trust: 46,527 shares worth $1.37M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $2.53M trimmed.

  • SeaCrest Wealth Management's largest Q3 2019 buy was SPDR Gold MiniShares Trust: 46,527 shares worth $1.37M.
  • SeaCrest Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2019, an estimated $4.97M increase.
  • SeaCrest Wealth Management's biggest Q3 2019 reduction was Schwab International Equity ETF, cutting an estimated $2.53M.
  • SeaCrest Wealth Management fully exited VanEck Gold Miners ETF in Q3 2019, selling an estimated $866K.
  • SeaCrest Wealth Management's ten largest holdings make up 19% of its $534M portfolio in Q3 2019.
  • SeaCrest Wealth Management opened 57 new positions and closed 29 in Q3 2019.
  • SeaCrest Wealth Management's portfolio value rose 8.8% quarter-over-quarter to $534M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2019, filed 15 Oct 2019.