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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$697M
AUM Growth
+$38.3M
Cap. Flow
+$73.7K
Cap. Flow %
0.01%
Top 10 Hldgs %
21.88%
Holding
671
New
50
Increased
251
Reduced
280
Closed
37

Top Buys

Rank Stock Value
1
VHT icon
Vanguard Health Care ETF
VHT
+$2.08M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.73M
3
VDE icon
Vanguard Energy ETF
VDE
+$1.62M
4
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$1.44M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.08M

Top Sells

Rank Stock Value
1
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$5.98M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.13M
3
AAPL icon
Apple
AAPL
+$2.12M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.38M
5
KR icon
Kroger
KR
+$1.19M

Sector Composition

Rank Sector Weight
1 Technology 18.43%
2 Healthcare 10.02%
3 Financials 7.38%
4 Consumer Staples 6.58%
5 Industrials 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPE icon
301
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$535K 0.08%
31,837
-11,900
-27% -$200K
IWM icon
302
iShares Russell 2000 ETF
IWM
$79.8B
$532K 0.08%
3,053
+384
+14% +$68.3K
TEF
303
DELISTED
Telefonica
TEF
$531K 0.08%
148,771
+2,268
+2% +$7.93K
BCE icon
304
BCE
BCE
$20.2B
$531K 0.08%
12,082
-9,246
-43% -$416K
FOCT icon
305
FT Vest US Equity Buffer ETF October
FOCT
$1.16B
$529K 0.08%
+16,020
New +$526K
DBAW icon
306
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$287M
$526K 0.08%
19,550
+1,148
+6% +$33.2K
APO icon
307
Apollo Global Management
APO
$72.4B
$525K 0.08%
8,232
+7
+0.1% +$416
ISRG icon
308
Intuitive Surgical
ISRG
$127B
$525K 0.08%
1,978
+22
+1% +$5.36K
BLK icon
309
Blackrock
BLK
$169B
$524K 0.08%
739
-9
-1% -$6.01K
DFS
310
DELISTED
Discover Financial Services
DFS
$521K 0.07%
5,327
+1
+0% +$101
ARR
311
Armour Residential REIT
ARR
$2.33B
$514K 0.07%
18,244
-1,000
-5% -$27.3K
EIX icon
312
Edison International
EIX
$28.2B
$512K 0.07%
8,051
+98
+1% +$6.01K
SBAC icon
313
SBA Communications
SBAC
$19.2B
$511K 0.07%
+1,823
New +$507K
SSB icon
314
SouthState Bank Corp
SSB
$10.2B
$510K 0.07%
+6,673
New +$560K
DEO icon
315
Diageo
DEO
$49B
$509K 0.07%
2,855
-72
-2% -$12.6K
NVO
316
Novo Nordisk
NVO
$208B
$508K 0.07%
7,512
+1,544
+26% +$90.5K
VYM icon
317
Vanguard High Dividend Yield ETF
VYM
$80.9B
$507K 0.07%
4,690
+76
+2% +$8.09K
RSPF icon
318
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$506K 0.07%
8,976
+2
+0% +$112
RSPH icon
319
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$764M
$506K 0.07%
17,550
+10
+0.1% +$279
AFL icon
320
Aflac
AFL
$64.9B
$505K 0.07%
7,020
+35
+0.5% +$2.34K
SYBT icon
321
Stock Yards Bancorp
SYBT
$2.64B
$505K 0.07%
7,764
– –
FTCS icon
322
First Trust Capital Strength ETF
FTCS
$7.91B
$504K 0.07%
6,731
+97
+1% +$7.16K
TD icon
323
Toronto Dominion Bank
TD
$198B
$502K 0.07%
7,754
-12
-0.2% -$775
IVE icon
324
iShares S&P 500 Value ETF
IVE
$49B
$502K 0.07%
3,461
+294
+9% +$42K
TCPC icon
325
BlackRock TCP Capital
TCPC
$273M
$499K 0.07%
38,550
+6,800
+21% +$84.8K
11 12
13
14 15

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, SeaCrest Wealth Management held 671 positions worth $697M, up 5.8% from $659M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SeaCrest Wealth Management's Q4 2022 filing shows 50 new, 251 increased, 280 reduced and 37 closed positions. Its largest new stake was State Street SPDR S&P Aerospace & Defense ETF: 13,683 shares worth $1.51M. The largest sale was Direxion Daily S&P 500 Bear 3x ETF, an estimated $5.98M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Healthcare and Financials.

  • SeaCrest Wealth Management's largest Q4 2022 buy was State Street SPDR S&P Aerospace & Defense ETF: 13,683 shares worth $1.51M.
  • SeaCrest Wealth Management added most to Vanguard Health Care ETF in Q4 2022, an estimated $2.08M increase.
  • SeaCrest Wealth Management's biggest Q4 2022 reduction was Alphabet (Google) Class C, cutting an estimated $2.13M.
  • SeaCrest Wealth Management fully exited Direxion Daily S&P 500 Bear 3x ETF in Q4 2022, selling an estimated $5.98M.
  • SeaCrest Wealth Management's ten largest holdings make up 22% of its $697M portfolio in Q4 2022.
  • SeaCrest Wealth Management opened 50 new positions and closed 37 in Q4 2022.
  • SeaCrest Wealth Management's portfolio value rose 5.8% quarter-over-quarter to $697M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2022, filed 14 Feb 2023.