We are live on ! Find out more
SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
301
Corning
GLW
$119B
$492K 0.07%
16,942
-3,864
-19% -$131K
YUM icon
302
Yum! Brands
YUM
$41.8B
$487K 0.07%
4,581
+381
+9% +$44.2K
DFS
303
DELISTED
Discover Financial Services
DFS
$484K 0.07%
5,326
– –
JMBS icon
304
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.68B
$480K 0.07%
10,652
-7
-0.1% -$334
DHR icon
305
Danaher
DHR
$137B
$478K 0.07%
2,086
-87
-4% -$21.3K
RSX
306
DELISTED
VanEck Russia ETF
RSX
$478K 0.07%
84,565
-225
-0.3% -$1.27K
DG icon
307
Dollar General
DG
$28B
$477K 0.07%
1,990
+74
+4% +$18.3K
TD icon
308
Toronto Dominion Bank
TD
$198B
$476K 0.07%
7,766
+599
+8% +$38.8K
TEF
309
DELISTED
Telefonica
TEF
$475K 0.07%
146,503
-9,009
-6% -$38.2K
SDY icon
310
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$472K 0.07%
4,235
+11
+0.3% +$1.35K
CB icon
311
Chubb
CB
$135B
$471K 0.07%
2,589
+355
+16% +$67.4K
LHX icon
312
L3Harris
LHX
$51.6B
$471K 0.07%
2,265
+240
+12% +$55.3K
ARR
313
Armour Residential REIT
ARR
$2.33B
$469K 0.07%
19,244
– –
CLX icon
314
Clorox
CLX
$11.6B
$469K 0.07%
3,650
-198
-5% -$28.6K
ACN icon
315
Accenture
ACN
$102B
$465K 0.07%
1,807
+42
+2% +$12.1K
WBA
316
DELISTED
Walgreens Boots Alliance
WBA
$464K 0.07%
14,783
-416
-3% -$15.4K
BEN icon
317
Franklin Resources
BEN
$17.6B
$462K 0.07%
21,489
-647
-3% -$16.6K
IEZ icon
318
iShares US Oil Equipment & Services ETF
IEZ
$361M
$460K 0.07%
31,961
-77,418
-71% -$1.21M
RSPF icon
319
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$460K 0.07%
8,974
+240
+3% +$13.4K
IMO icon
320
Imperial Oil
IMO
$62.7B
$458K 0.07%
10,589
+362
+4% +$16.5K
DD icon
321
DuPont de Nemours
DD
$18.5B
$454K 0.07%
7,173
-328
-4% -$23.4K
WTRG icon
322
Essential Utilities
WTRG
$11.3B
$453K 0.07%
10,937
+1
+0% +$48
BWFG icon
323
Bankwell Financial Group
BWFG
$543M
$452K 0.07%
15,526
– –
IGSB icon
324
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$452K 0.07%
9,168
-12,582
-58% -$635K
EIX icon
325
Edison International
EIX
$28.2B
$450K 0.07%
7,953
+264
+3% +$17.5K
11 12
13
14 15

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.