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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JKHY icon
301
Jack Henry & Associates
JKHY
$10.9B
$597K 0.07%
3,576
-350
-9% -$56.6K
JNUG icon
302
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$349M
$596K 0.07%
9,299
-5,711
-38% -$376K
JQUA icon
303
JPMorgan US Quality Factor ETF
JQUA
$8.21B
$596K 0.07%
13,097
-4,964
-27% -$217K
PCY icon
304
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$596K 0.07%
22,637
-93
-0.4% -$2.46K
LNG icon
305
Cheniere Energy
LNG
$55.2B
$595K 0.07%
+5,866
New +$612K
IWM icon
306
iShares Russell 2000 ETF
IWM
$79.8B
$592K 0.06%
2,661
+179
+7% +$40.4K
VTEB icon
307
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$590K 0.06%
10,741
-2,173
-17% -$119K
UITB icon
308
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.64B
$586K 0.06%
11,054
-623
-5% -$33.2K
IJK icon
309
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$585K 0.06%
6,857
+11
+0.2% +$922
XLU icon
310
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$585K 0.06%
16,340
+660
+4% +$22.3K
DIA icon
311
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$584K 0.06%
1,608
-1
-0.1% -$355
FXL icon
312
First Trust Technology AlphaDEX Fund
FXL
$2.53B
$579K 0.06%
4,388
– –
DFS
313
DELISTED
Discover Financial Services
DFS
$577K 0.06%
4,994
-75
-1% -$8.87K
YUM icon
314
Yum! Brands
YUM
$41.8B
$576K 0.06%
4,151
-48
-1% -$6.14K
QLC icon
315
FlexShares US Quality Large Cap Index Fund
QLC
$1B
$571K 0.06%
10,945
+443
+4% +$22.3K
MSTR icon
316
Strategy Inc
MSTR
$34.1B
$567K 0.06%
+10,410
New +$716K
KIM icon
317
Kimco Realty
KIM
$17.2B
$565K 0.06%
22,930
– –
EFA icon
318
iShares MSCI EAFE ETF
EFA
$78B
$562K 0.06%
7,148
+287
+4% +$22.7K
IBB icon
319
iShares Biotechnology ETF
IBB
$9.34B
$562K 0.06%
3,683
+417
+13% +$64.6K
RSPH icon
320
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$764M
$562K 0.06%
17,520
– –
ITCI
321
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$559K 0.06%
+10,674
New +$448K
RA
322
Brookfield Real Assets Income Fund
RA
$708M
$558K 0.06%
26,412
-3,178
-11% -$68.4K
RSPF icon
323
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$558K 0.06%
8,664
+10
+0.1% +$645
PAWZ icon
324
ProShares Pet Care ETF
PAWZ
$34M
$556K 0.06%
7,034
-230
-3% -$18.2K
MQY icon
325
BlackRock MuniYield Quality Fund
MQY
$805M
$555K 0.06%
34,402
+6,100
+22% +$98.9K
11 12
13
14 15

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.