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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAWZ icon
301
ProShares Pet Care ETF
PAWZ
$34M
$565K 0.07%
7,264
+3,140
+76% +$257K
RDVY icon
302
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$563K 0.07%
11,855
+5,160
+77% +$250K
VV icon
303
Vanguard Morningstar Large-Cap ETF
VV
$52.4B
$559K 0.07%
2,783
+1,093
+65% +$226K
FAST icon
304
Fastenal
FAST
$54.7B
$558K 0.07%
21,626
+8
+0% +$217
PAAS icon
305
Pan American Silver
PAAS
$18.2B
$558K 0.07%
23,993
-1,100
-4% -$28.7K
PSCH icon
306
Invesco S&P SmallCap Health Care ETF
PSCH
$163M
$552K 0.07%
9,066
-300
-3% -$18.8K
WMB icon
307
Williams Companies
WMB
$87.5B
$547K 0.07%
21,088
-852
-4% -$21.5K
VVR icon
308
Invesco Senior Income Trust
VVR
$457M
$545K 0.07%
122,520
-200
-0.2% -$870
DIA icon
309
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$544K 0.07%
1,609
-382
-19% -$133K
IWM icon
310
iShares Russell 2000 ETF
IWM
$79.8B
$543K 0.07%
2,482
-1,531
-38% -$339K
IJK icon
311
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$542K 0.07%
6,846
+1,076
+19% +$87.3K
INTU icon
312
Intuit
INTU
$86.5B
$542K 0.07%
1,005
+5
+0.5% +$2.69K
FXL icon
313
First Trust Technology AlphaDEX Fund
FXL
$2.53B
$539K 0.07%
4,388
-149
-3% -$18.7K
NOC icon
314
Northrop Grumman
NOC
$77.1B
$539K 0.07%
1,496
+28
+2% +$10.1K
TT icon
315
Trane Technologies
TT
$100B
$537K 0.06%
3,110
-3
-0.1% -$577
VEU icon
316
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$537K 0.06%
8,809
-1,698
-16% -$107K
GEM icon
317
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.67B
$536K 0.06%
14,442
-1,457
-9% -$56.6K
EFA icon
318
iShares MSCI EAFE ETF
EFA
$78B
$535K 0.06%
6,861
+75
+1% +$6K
ORAN
319
DELISTED
Orange
ORAN
$535K 0.06%
49,392
-1,377
-3% -$15.5K
COHR icon
320
Coherent
COHR
$51.4B
$533K 0.06%
8,983
+685
+8% +$44.7K
RSPF icon
321
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$531K 0.06%
8,654
-47
-0.5% -$2.86K
ACN icon
322
Accenture
ACN
$102B
$529K 0.06%
1,654
+117
+8% +$38.1K
TJX icon
323
TJX Companies
TJX
$174B
$529K 0.06%
8,014
+94
+1% +$6.56K
IBB icon
324
iShares Biotechnology ETF
IBB
$9.34B
$528K 0.06%
3,266
+295
+10% +$49.6K
AES icon
325
AES
AES
$10.5B
$525K 0.06%
23,013
+3,061
+15% +$74.4K
11 12
13
14 15

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AIC
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OCA
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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.