We are live on ! Find out more
SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$591M
AUM Growth
+$35.9M
Cap. Flow
+$9.84M
Cap. Flow %
1.66%
Top 10 Hldgs %
17.93%
Holding
2,418
New
133
Increased
567
Reduced
500
Closed
73

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.12M
2
HMNY
Helios and Matheson Analytics Inc.
HMNY
+$1M
3
EVRG icon
Evergy
EVRG
+$977K
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$689K
5
IBM icon
IBM
IBM
+$679K

Top Sells

Rank Stock Value
1
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$805K
2
SH icon
ProShares Short S&P500
SH
+$509K
3
AMC icon
AMC Entertainment Holdings
AMC
+$502K
4
GIS icon
General Mills
GIS
+$502K
5
GLD icon
SPDR Gold Trust
GLD
+$449K

Sector Composition

Rank Sector Weight
1 Technology 14.98%
2 Financials 9.99%
3 Communication Services 8.7%
4 Healthcare 8.15%
5 Industrials 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSG
301
Octave Specialty Group
OSG
$256M
$410K 0.07%
20,100
+2,250
+13% +$47K
BCE icon
302
BCE
BCE
$20.8B
$410K 0.07%
10,110
+1,218
+14% +$50.2K
GEM icon
303
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.6B
$409K 0.07%
12,491
-14
-0.1% -$460
PDI icon
304
PIMCO Dynamic Income Fund
PDI
$7.39B
$407K 0.07%
12,158
-1,025
-8% -$33.6K
VGK icon
305
Vanguard FTSE Europe ETF
VGK
$30B
$405K 0.07%
7,198
– –
PARA
306
DELISTED
Paramount Global Class B
PARA
$404K 0.07%
7,025
-656
-9% -$36.2K
MQY icon
307
BlackRock MuniYield Quality Fund
MQY
$811M
$403K 0.07%
29,821
+2,719
+10% +$37.4K
APD icon
308
Air Products & Chemicals
APD
$65.4B
$400K 0.07%
2,393
+28
+1% +$4.56K
OEC icon
309
Orion
OEC
$397M
$400K 0.07%
+12,450
New +$413K
HIG icon
310
Hartford Financial Services
HIG
$39.7B
$399K 0.07%
7,985
+3
+0% +$154
AA icon
311
Alcoa
AA
$11.3B
$398K 0.07%
9,856
+97
+1% +$4.22K
RDS.B
312
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$396K 0.07%
5,581
-70
-1% -$4.85K
TT icon
313
Trane Technologies
TT
$98.6B
$395K 0.07%
3,864
– –
KL
314
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$395K 0.07%
20,780
-8,150
-28% -$166K
BGH
315
Barings Global Short Duration High Yield Fund
BGH
$281M
$393K 0.07%
20,297
-303
-1% -$5.81K
UNG icon
316
United States Natural Gas Fund
UNG
$450M
$392K 0.07%
3,950
+3,888
+6,271% +$364K
BGC icon
317
BGC Group
BGC
$5.69B
$389K 0.07%
51,161
-6,107
-11% -$45.2K
DBC icon
318
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$388K 0.07%
21,595
+32
+0.1% +$551
SRE icon
319
Sempra
SRE
$58.5B
$388K 0.07%
6,814
+4
+0.1% +$231
LIT icon
320
Global X Lithium & Battery Tech ETF
LIT
$1.46B
$387K 0.07%
11,740
-1,450
-11% -$46.9K
NWL icon
321
Newell Brands
NWL
$2.21B
$387K 0.07%
19,079
+5,000
+36% +$117K
ODP
322
DELISTED
ODP
ODP
$387K 0.07%
12,045
-458
-4% -$13.7K
TEL icon
323
TE Connectivity
TEL
$60B
$385K 0.07%
4,373
+119
+3% +$10.9K
ACN icon
324
Accenture
ACN
$107B
$380K 0.06%
2,230
-23
-1% -$3.83K
TRV icon
325
Travelers Companies
TRV
$82.1B
$379K 0.06%
2,921
-77
-3% -$9.94K
11 12
13
14 15

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, SeaCrest Wealth Management held 2,418 positions worth $591M, up 6.5% from $555M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

SeaCrest Wealth Management's Q3 2018 filing shows 133 new, 567 increased, 500 reduced and 73 closed positions. Its largest new stake was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K. The largest sale was ProShares Ultra VIX Short-Term Futures ETF, an estimated $805K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Communication Services.

  • SeaCrest Wealth Management's largest Q3 2018 buy was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K.
  • SeaCrest Wealth Management added most to Apple in Q3 2018, an estimated $1.12M increase.
  • SeaCrest Wealth Management's biggest Q3 2018 reduction was ProShares Short S&P500, cutting an estimated $509K.
  • SeaCrest Wealth Management fully exited ProShares Ultra VIX Short-Term Futures ETF in Q3 2018, selling an estimated $805K.
  • SeaCrest Wealth Management's ten largest holdings make up 18% of its $591M portfolio in Q3 2018.
  • SeaCrest Wealth Management opened 133 new positions and closed 73 in Q3 2018.
  • SeaCrest Wealth Management's portfolio value rose 6.5% quarter-over-quarter to $591M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2018, filed 14 Nov 2018.