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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$697M
AUM Growth
+$38.3M
Cap. Flow
+$73.7K
Cap. Flow %
0.01%
Top 10 Hldgs %
21.88%
Holding
671
New
50
Increased
251
Reduced
280
Closed
37

Top Buys

Rank Stock Value
1
VHT icon
Vanguard Health Care ETF
VHT
+$2.08M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.73M
3
VDE icon
Vanguard Energy ETF
VDE
+$1.62M
4
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$1.44M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.08M

Top Sells

Rank Stock Value
1
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$5.98M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.13M
3
AAPL icon
Apple
AAPL
+$2.12M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.38M
5
KR icon
Kroger
KR
+$1.19M

Sector Composition

Rank Sector Weight
1 Technology 18.43%
2 Healthcare 10.02%
3 Financials 7.38%
4 Consumer Staples 6.58%
5 Industrials 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIH icon
276
VanEck Oil Services ETF
OIH
$2.06B
$589K 0.08%
1,936
-97
-5% -$27.8K
YUM icon
277
Yum! Brands
YUM
$41.8B
$587K 0.08%
4,585
+4
+0.1% +$484
ZTS icon
278
Zoetis
ZTS
$32.4B
$587K 0.08%
4,005
-114
-3% -$16.9K
AXP icon
279
American Express
AXP
$227B
$582K 0.08%
3,939
+2
+0.1% +$296
IJH icon
280
iShares Core S&P Mid-Cap ETF
IJH
$122B
$579K 0.08%
11,970
-580
-5% -$28K
VOE icon
281
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$577K 0.08%
4,267
+79
+2% +$10.6K
FXH icon
282
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$577K 0.08%
5,304
+65
+1% +$6.82K
PPL
283
PPL Corp
PPL
$26.5B
$575K 0.08%
19,675
-1,960
-9% -$53.9K
VCSH icon
284
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$574K 0.08%
7,637
-45
-0.6% -$3.36K
QQQE icon
285
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$572K 0.08%
8,960
-339
-4% -$21.8K
CB icon
286
Chubb
CB
$135B
$570K 0.08%
2,586
-3
-0.1% -$624
BEN icon
287
Franklin Resources
BEN
$17.6B
$567K 0.08%
21,489
– –
FSEP icon
288
FT Vest US Equity Buffer ETF September
FSEP
$1.22B
$563K 0.08%
16,831
– –
CDC icon
289
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$738M
$561K 0.08%
9,046
+201
+2% +$12.6K
BDX icon
290
Becton Dickinson
BDX
$45.6B
$559K 0.08%
2,199
-202
-8% -$47.7K
SLX icon
291
VanEck Steel ETF
SLX
$169M
$557K 0.08%
9,623
-2,065
-18% -$117K
GM icon
292
General Motors
GM
$80.4B
$554K 0.08%
16,481
-1,017
-6% -$37.6K
HTD
293
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$550K 0.08%
24,047
+2
+0% +$45
PARAP
294
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$549K 0.08%
22,175
-10,470
-32% -$302K
SRE icon
295
Sempra
SRE
$57.9B
$544K 0.08%
7,044
-11,992
-63% -$928K
CLX icon
296
Clorox
CLX
$11.6B
$542K 0.08%
3,864
+214
+6% +$30.4K
TQQQ icon
297
ProShares UltraPro QQQ
TQQQ
$32.1B
$541K 0.08%
62,600
-4
-0% -$41
LUV icon
298
Southwest Airlines
LUV
$22B
$538K 0.08%
15,973
+8,739
+121% +$315K
SDY icon
299
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$536K 0.08%
4,285
+50
+1% +$6.18K
X
300
DELISTED
US Steel
X
$536K 0.08%
21,381
+1,000
+5% +$23.1K
10 11
12
13 14

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
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SeaCrest Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, SeaCrest Wealth Management held 671 positions worth $697M, up 5.8% from $659M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SeaCrest Wealth Management's Q4 2022 filing shows 50 new, 251 increased, 280 reduced and 37 closed positions. Its largest new stake was State Street SPDR S&P Aerospace & Defense ETF: 13,683 shares worth $1.51M. The largest sale was Direxion Daily S&P 500 Bear 3x ETF, an estimated $5.98M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Healthcare and Financials.

  • SeaCrest Wealth Management's largest Q4 2022 buy was State Street SPDR S&P Aerospace & Defense ETF: 13,683 shares worth $1.51M.
  • SeaCrest Wealth Management added most to Vanguard Health Care ETF in Q4 2022, an estimated $2.08M increase.
  • SeaCrest Wealth Management's biggest Q4 2022 reduction was Alphabet (Google) Class C, cutting an estimated $2.13M.
  • SeaCrest Wealth Management fully exited Direxion Daily S&P 500 Bear 3x ETF in Q4 2022, selling an estimated $5.98M.
  • SeaCrest Wealth Management's ten largest holdings make up 22% of its $697M portfolio in Q4 2022.
  • SeaCrest Wealth Management opened 50 new positions and closed 37 in Q4 2022.
  • SeaCrest Wealth Management's portfolio value rose 5.8% quarter-over-quarter to $697M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2022, filed 14 Feb 2023.