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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHP icon
276
BHP
BHP
$215B
$543K 0.08%
10,853
+9,003
+487% +$477K
MET icon
277
MetLife
MET
$61.9B
$541K 0.08%
8,899
-668
-7% -$42.7K
BDX icon
278
Becton Dickinson
BDX
$45.6B
$535K 0.08%
2,401
-365
-13% -$90.8K
XLU icon
279
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$535K 0.08%
16,338
-574
-3% -$21K
MTUM icon
280
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
$534K 0.08%
4,071
+551
+16% +$77.3K
PANW icon
281
Palo Alto Networks
PANW
$270B
$534K 0.08%
6,526
-13,088
-67% -$1.13M
AXP icon
282
American Express
AXP
$227B
$531K 0.08%
3,937
+261
+7% +$39.5K
BWA icon
283
BorgWarner
BWA
$13.1B
$531K 0.08%
19,229
+687
+4% +$22.2K
FSEP icon
284
FT Vest US Equity Buffer ETF September
FSEP
$1.22B
$531K 0.08%
+16,831
New +$559K
SYBT icon
285
Stock Yards Bancorp
SYBT
$2.64B
$528K 0.08%
7,764
-254
-3% -$17K
XLI icon
286
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$527K 0.08%
6,365
-386
-6% -$35.5K
WBD icon
287
Warner Bros
WBD
$65.9B
$526K 0.08%
45,747
-35,074
-43% -$477K
CDC icon
288
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$738M
$525K 0.08%
+8,845
New +$588K
TJX icon
289
TJX Companies
TJX
$174B
$523K 0.08%
8,412
+27
+0.3% +$1.7K
NSC icon
290
Norfolk Southern
NSC
$75.4B
$518K 0.08%
2,468
+25
+1% +$6.01K
EXC icon
291
Exelon
EXC
$47.2B
$516K 0.08%
13,762
-686
-5% -$30.3K
DBAW icon
292
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$287M
$512K 0.08%
+18,402
New +$547K
IYW icon
293
iShares US Technology ETF
IYW
$23.6B
$511K 0.08%
6,971
+140
+2% +$11.9K
VOE icon
294
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$510K 0.08%
4,188
+91
+2% +$12.3K
AES icon
295
AES
AES
$10.5B
$509K 0.08%
22,544
-957
-4% -$22.7K
FXH icon
296
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$509K 0.08%
5,239
-337
-6% -$35.5K
BND icon
297
Vanguard Total Bond Market
BND
$157B
$506K 0.08%
7,088
+945
+15% +$70.7K
HTD
298
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$504K 0.08%
24,045
-378
-2% -$8.94K
CIBR icon
299
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.4B
$500K 0.08%
12,984
-2,421
-16% -$103K
DEO icon
300
Diageo
DEO
$49B
$497K 0.08%
2,927
+62
+2% +$11.1K
10 11
12
13 14

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.