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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+12.56%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$948M
AUM Growth
+$27.1M
Cap. Flow
-$79.6M
Cap. Flow %
-8.39%
Top 10 Hldgs %
32.7%
Holding
684
New
67
Increased
174
Reduced
356
Closed
56

Top Buys

Rank Stock Value
1
PSLV icon
Sprott Physical Silver Trust
PSLV
+$2.24M
2
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.64M
3
UJUL icon
Innovator US Equity Ultra Buffer ETF July
UJUL
+$1.2M
4
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$903K
5
TEVA icon
Teva Pharmaceuticals
TEVA
+$811K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$21.5M
2
AAPL icon
Apple
AAPL
+$4.68M
3
PLTR icon
Palantir
PLTR
+$4.6M
4
MSFT icon
Microsoft
MSFT
+$4.01M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 24.79%
2 Communication Services 10.97%
3 Financials 7.34%
4 Industrials 5.17%
5 Consumer Discretionary 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEM
251
Tempus AI
TEM
$7.92B
$670K 0.07%
6,488
+229
+4% +$16K
QQQE icon
252
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$664K 0.07%
6,419
-257
-4% -$25.4K
PBR icon
253
Petrobras
PBR
$125B
$664K 0.07%
54,455
-2,205
-4% -$27.7K
BNDX icon
254
Vanguard Total International Bond ETF
BNDX
$81.9B
$664K 0.07%
13,423
-147
-1% -$7.25K
NSC icon
255
Norfolk Southern
NSC
$75.4B
$664K 0.07%
2,239
-190
-8% -$52.8K
SSB icon
256
SouthState Bank Corp
SSB
$10.2B
$664K 0.07%
6,665
– –
MUB icon
257
iShares National Muni Bond ETF
MUB
$45.1B
$661K 0.07%
6,201
-473
-7% -$49.5K
LNG icon
258
Cheniere Energy
LNG
$55.2B
$655K 0.07%
2,778
+168
+6% +$39.5K
ALAB icon
259
Astera Labs
ALAB
$53.3B
$654K 0.07%
+2,981
New +$490K
VYM icon
260
Vanguard High Dividend Yield ETF
VYM
$80.9B
$652K 0.07%
4,617
+12
+0.3% +$1.65K
SLYV icon
261
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$647K 0.07%
7,271
-1,315
-15% -$112K
APD icon
262
Air Products & Chemicals
APD
$65.7B
$646K 0.07%
2,404
-4
-0.2% -$1.16K
TIP icon
263
iShares TIPS Bond ETF
TIP
$14.5B
$643K 0.07%
5,779
-109
-2% -$12K
FTSM icon
264
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$637K 0.07%
10,624
-6,734
-39% -$404K
APO icon
265
Apollo Global Management
APO
$72.4B
$635K 0.07%
5,085
-500
-9% -$70.8K
IAU icon
266
iShares Gold Trust
IAU
$62.9B
$630K 0.07%
8,264
-762
-8% -$49.7K
VEU icon
267
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$627K 0.07%
8,642
+57
+0.7% +$3.93K
REZ icon
268
iShares Residential and Multisector Real Estate ETF
REZ
$879M
$626K 0.07%
7,580
+81
+1% +$6.74K
BNY
269
Bank of New York Mellon
BNY
$106B
$626K 0.07%
5,901
-303
-5% -$30.9K
DUK icon
270
Duke Energy
DUK
$97.8B
$626K 0.07%
4,995
-75
-1% -$9.1K
ICOP icon
271
iShares Copper and Metals Mining ETF
ICOP
$430M
$625K 0.07%
16,023
-1,285
-7% -$41K
SOFI icon
272
SoFi Technologies
SOFI
$21B
$621K 0.07%
+22,178
New +$526K
XLE icon
273
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$605K 0.06%
13,610
-5,780
-30% -$253K
OKE icon
274
Oneok
OKE
$57.2B
$602K 0.06%
8,312
-2,249
-21% -$172K
ECL icon
275
Ecolab
ECL
$78.1B
$592K 0.06%
2,103
-101
-5% -$27.4K
9 10
11
12 13

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, SeaCrest Wealth Management held 684 positions worth $948M, up 2.9% from $921M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management withdrew a net $79.6M in Q3 2025, closing 56 positions and reducing 356 holdings. Its most notable exit was GE HealthCare, an estimated $1.02M position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Communication Services and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in iPath Series B S&P 500 VIX Short-Term Futures ETN worth $1.38M.

  • SeaCrest Wealth Management's largest Q3 2025 buy was iPath Series B S&P 500 VIX Short-Term Futures ETN: 41,527 shares worth $1.38M.
  • SeaCrest Wealth Management added most to Sprott Physical Silver Trust in Q3 2025, an estimated $2.24M increase.
  • SeaCrest Wealth Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $21.5M.
  • SeaCrest Wealth Management fully exited GE HealthCare in Q3 2025, selling an estimated $1.02M.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $948M portfolio in Q3 2025.
  • SeaCrest Wealth Management opened 67 new positions and closed 56 in Q3 2025.
  • SeaCrest Wealth Management's portfolio value rose 2.9% quarter-over-quarter to $948M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2025, filed 13 Nov 2025.