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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTV icon
251
Vanguard Morningstar Value ETF
VTV
$188B
$720K 0.08%
4,894
+452
+10% +$64.5K
GLDM icon
252
SPDR Gold MiniShares Trust
GLDM
$27.5B
$718K 0.08%
19,734
-2,454
-11% -$87.6K
FDL icon
253
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
$717K 0.08%
20,158
-241
-1% -$8.22K
FXH icon
254
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$717K 0.08%
5,776
-150
-3% -$18K
ARCC icon
255
Ares Capital
ARCC
$13.5B
$716K 0.08%
33,789
-6,500
-16% -$135K
DOCU
256
DocuSign
DOCU
$10.5B
$704K 0.08%
4,621
-713
-13% -$163K
BGS icon
257
B&G Foods
BGS
$287M
$703K 0.08%
22,863
+7,757
+51% +$237K
GILD icon
258
Gilead Sciences
GILD
$162B
$702K 0.08%
9,664
-998
-9% -$68.7K
DAL icon
259
Delta Air Lines
DAL
$57.5B
$697K 0.08%
17,824
-52
-0.3% -$2.08K
QQQE icon
260
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$697K 0.08%
8,170
+103
+1% +$8.86K
XLI icon
261
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$695K 0.08%
6,568
+1
+0% +$104
CSM icon
262
ProShares Large Cap Core Plus
CSM
$518M
$691K 0.08%
12,418
– –
BNDX icon
263
Vanguard Total International Bond ETF
BNDX
$81.9B
$689K 0.08%
12,492
-256
-2% -$14.5K
HTD
264
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$681K 0.07%
26,046
+2
+0% +$49
UVXY icon
265
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$224M
$676K 0.07%
217
-76
-26% -$325K
VO icon
266
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$673K 0.07%
10,560
+2,924
+38% +$183K
FAST icon
267
Fastenal
FAST
$54.7B
$671K 0.07%
20,934
-692
-3% -$20.4K
WBA
268
DELISTED
Walgreens Boots Alliance
WBA
$671K 0.07%
12,856
+3,012
+31% +$146K
ABB
269
DELISTED
ABB Ltd
ABB
$670K 0.07%
17,560
+2,205
+14% +$77.3K
DHR icon
270
Danaher
DHR
$137B
$669K 0.07%
2,292
-104
-4% -$28.6K
DPZ icon
271
Domino's
DPZ
$11.5B
$666K 0.07%
1,181
-43
-4% -$21.9K
CLX icon
272
Clorox
CLX
$11.6B
$655K 0.07%
3,754
-10
-0.3% -$1.67K
GLQ
273
Clough Global Equity Fund
GLQ
$152M
$654K 0.07%
49,771
+33,414
+204% +$489K
LULU icon
274
lululemon athletica
LULU
$13.5B
$652K 0.07%
1,666
+124
+8% +$53K
TEF
275
DELISTED
Telefonica
TEF
$651K 0.07%
158,475
-8,813
-5% -$36.8K
9 10
11
12 13

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.