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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIV
251
RiverNorth Opportunities Fund
RIV
$311M
$692K 0.08%
40,683
+8,882
+28% +$161K
EXC icon
252
Exelon
EXC
$47.2B
$688K 0.08%
19,960
-167
-0.8% -$5.71K
BR icon
253
Broadridge
BR
$17.8B
$674K 0.08%
4,047
-3
-0.1% -$511
QQQE icon
254
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$669K 0.08%
8,067
+93
+1% +$7.91K
FDL icon
255
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
$668K 0.08%
20,399
+1,785
+10% +$59.8K
UFOX
256
Defiance Space and Connective Tech ETF
UFOX
$835M
$667K 0.08%
18,351
+505
+3% +$19.1K
BIIB icon
257
Biogen
BIIB
$30B
$666K 0.08%
2,352
+58
+3% +$19K
UL icon
258
Unilever
UL
$137B
$666K 0.08%
10,922
-434
-4% -$27.7K
GH icon
259
Guardant Health
GH
$21.7B
$665K 0.08%
5,319
-974
-15% -$116K
TTE icon
260
TotalEnergies
TTE
$195B
$663K 0.08%
13,825
+168
+1% +$7.45K
MELI icon
261
Mercado Libre
MELI
$95.2B
$658K 0.08%
392
+238
+155% +$412K
DD icon
262
DuPont de Nemours
DD
$18.5B
$656K 0.08%
7,681
-545
-7% -$50.5K
PEJ icon
263
Invesco Leisure and Entertainment ETF
PEJ
$259M
$649K 0.08%
12,896
-126
-1% -$6.25K
DHR icon
264
Danaher
DHR
$137B
$647K 0.08%
2,396
+213
+10% +$58K
JKHY icon
265
Jack Henry & Associates
JKHY
$10.9B
$644K 0.08%
3,926
+159
+4% +$27.3K
TAP icon
266
Molson Coors Class B
TAP
$7.79B
$644K 0.08%
13,881
-83
-0.6% -$4.06K
XLI icon
267
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$642K 0.08%
6,567
+101
+2% +$10.4K
ORLY icon
268
O'Reilly Automotive
ORLY
$72.9B
$640K 0.08%
15,720
+5,430
+53% +$217K
UCB
269
United Community Banks
UCB
$4.24B
$637K 0.08%
19,412
-629
-3% -$18.9K
CERN
270
DELISTED
Cerner Corp
CERN
$637K 0.08%
+9,026
New +$697K
BDX icon
271
Becton Dickinson
BDX
$45.6B
$632K 0.08%
2,635
-586
-18% -$144K
AFGR
272
First Trust Active Factor Large Cap Growth ETF
AFGR
$93M
$632K 0.08%
23,191
-15,596
-40% -$430K
AXP icon
273
American Express
AXP
$227B
$631K 0.08%
3,765
+329
+10% +$55K
PCSB
274
DELISTED
PCSB Financial Corporation
PCSB
$631K 0.08%
34,200
– –
IYW icon
275
iShares US Technology ETF
IYW
$23.6B
$628K 0.08%
6,202
+93
+2% +$9.7K
9 10
11
12 13

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.