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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$591M
AUM Growth
+$35.9M
Cap. Flow
+$9.84M
Cap. Flow %
1.66%
Top 10 Hldgs %
17.93%
Holding
2,418
New
133
Increased
567
Reduced
500
Closed
73

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.12M
2
HMNY
Helios and Matheson Analytics Inc.
HMNY
+$1M
3
EVRG icon
Evergy
EVRG
+$977K
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$689K
5
IBM icon
IBM
IBM
+$679K

Top Sells

Rank Stock Value
1
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$805K
2
SH icon
ProShares Short S&P500
SH
+$509K
3
AMC icon
AMC Entertainment Holdings
AMC
+$502K
4
GIS icon
General Mills
GIS
+$502K
5
GLD icon
SPDR Gold Trust
GLD
+$449K

Sector Composition

Rank Sector Weight
1 Technology 14.98%
2 Financials 9.99%
3 Communication Services 8.7%
4 Healthcare 8.15%
5 Industrials 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TD icon
251
Toronto Dominion Bank
TD
$196B
$515K 0.09%
8,470
+803
+10% +$47.8K
ETN icon
252
Eaton
ETN
$141B
$511K 0.09%
5,896
-134
-2% -$11K
SYY icon
253
Sysco
SYY
$41B
$511K 0.09%
6,971
-518
-7% -$37.3K
FXH icon
254
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$510K 0.09%
6,014
-51
-0.8% -$4.07K
PSX icon
255
Phillips 66
PSX
$83.5B
$504K 0.09%
4,472
-1,850
-29% -$214K
AMLP icon
256
Alerian MLP ETF
AMLP
$12.9B
$503K 0.09%
9,417
+1,967
+26% +$106K
PBCT
257
DELISTED
People's United Financial Inc
PBCT
$498K 0.08%
29,062
+2,242
+8% +$41K
HYT icon
258
BlackRock Corporate High Yield Fund
HYT
$1.35B
$494K 0.08%
46,961
-5,797
-11% -$61.4K
BLOK icon
259
Amplify Blockchain Technology ETF
BLOK
$1.05B
$493K 0.08%
24,330
– –
HTD
260
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$492K 0.08%
21,105
+1,542
+8% +$36K
HMLP
261
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$490K 0.08%
26,690
– –
DFS
262
DELISTED
Discover Financial Services
DFS
$489K 0.08%
6,398
-275
-4% -$20.7K
AZN icon
263
AstraZeneca
AZN
$269B
$482K 0.08%
6,094
+138
+2% +$10.4K
IEFA icon
264
iShares Core MSCI EAFE ETF
IEFA
$187B
$482K 0.08%
7,527
+88
+1% +$5.61K
GLW icon
265
Corning
GLW
$107B
$481K 0.08%
13,627
-3,637
-21% -$118K
OXY icon
266
Occidental Petroleum
OXY
$55.8B
$479K 0.08%
5,824
-2,585
-31% -$209K
VB icon
267
Vanguard Small-Cap ETF
VB
$79.4B
$478K 0.08%
2,939
+17
+0.6% +$2.75K
PSA icon
268
Public Storage
PSA
$61.9B
$476K 0.08%
2,362
+1
+0% +$216
SHYG icon
269
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$476K 0.08%
10,112
+54
+0.5% +$2.53K
CERN
270
DELISTED
Cerner Corp
CERN
$475K 0.08%
7,381
+307
+4% +$19.5K
PID icon
271
Invesco International Dividend Achievers ETF
PID
$938M
$469K 0.08%
29,815
+502
+2% +$7.97K
PCI
272
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$468K 0.08%
19,401
-496
-2% -$11.9K
DEM icon
273
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.82B
$467K 0.08%
10,684
-629
-6% -$27.4K
DIA icon
274
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.3B
$466K 0.08%
1,761
-210
-11% -$53.8K
PFN
275
PIMCO Income Strategy Fund II
PFN
$694M
$465K 0.08%
44,061
-1,427
-3% -$15.2K
9 10
11
12 13

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, SeaCrest Wealth Management held 2,418 positions worth $591M, up 6.5% from $555M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

SeaCrest Wealth Management's Q3 2018 filing shows 133 new, 567 increased, 500 reduced and 73 closed positions. Its largest new stake was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K. The largest sale was ProShares Ultra VIX Short-Term Futures ETF, an estimated $805K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Communication Services.

  • SeaCrest Wealth Management's largest Q3 2018 buy was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K.
  • SeaCrest Wealth Management added most to Apple in Q3 2018, an estimated $1.12M increase.
  • SeaCrest Wealth Management's biggest Q3 2018 reduction was ProShares Short S&P500, cutting an estimated $509K.
  • SeaCrest Wealth Management fully exited ProShares Ultra VIX Short-Term Futures ETF in Q3 2018, selling an estimated $805K.
  • SeaCrest Wealth Management's ten largest holdings make up 18% of its $591M portfolio in Q3 2018.
  • SeaCrest Wealth Management opened 133 new positions and closed 73 in Q3 2018.
  • SeaCrest Wealth Management's portfolio value rose 6.5% quarter-over-quarter to $591M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2018, filed 14 Nov 2018.