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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWL icon
226
Newell Brands
NWL
$2.38B
$769K 0.09%
34,713
+947
+3% +$24.2K
MTUM icon
227
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
$766K 0.09%
4,361
-69
-2% -$12.3K
BND icon
228
Vanguard Total Bond Market
BND
$157B
$765K 0.09%
8,957
+824
+10% +$71.1K
DAL icon
229
Delta Air Lines
DAL
$57.5B
$762K 0.09%
17,876
-810
-4% -$33.1K
HIFS icon
230
Hingham Institution for Saving
HIFS
$627M
$758K 0.09%
2,251
– –
KNG icon
231
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$758K 0.09%
14,623
+552
+4% +$29.9K
BEN icon
232
Franklin Resources
BEN
$17.6B
$752K 0.09%
25,287
+2,233
+10% +$69.7K
HACK icon
233
Amplify Cybersecurity ETF
HACK
$2.68B
$750K 0.09%
12,335
+3,194
+35% +$200K
MUB icon
234
iShares National Muni Bond ETF
MUB
$45.1B
$748K 0.09%
6,435
-179
-3% -$21K
GILD icon
235
Gilead Sciences
GILD
$162B
$745K 0.09%
10,662
-501
-4% -$35.2K
ELV icon
236
Elevance Health
ELV
$81.5B
$739K 0.09%
1,983
-61
-3% -$23.2K
JQUA icon
237
JPMorgan US Quality Factor ETF
JQUA
$8.21B
$739K 0.09%
18,061
-1,369
-7% -$57.8K
TEF
238
DELISTED
Telefonica
TEF
$735K 0.09%
167,288
+5,429
+3% +$24.1K
DELL icon
239
Dell
DELL
$262B
$730K 0.09%
13,835
-1,120
-7% -$55.8K
LCID icon
240
Lucid Motors
LCID
$2.88B
$728K 0.09%
2,867
+633
+28% +$147K
BNDX icon
241
Vanguard Total International Bond ETF
BNDX
$81.9B
$726K 0.09%
12,748
+2,190
+21% +$126K
LUV icon
242
Southwest Airlines
LUV
$22B
$712K 0.09%
13,842
-7,584
-35% -$383K
OPP
243
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
$709K 0.09%
49,266
+5,984
+14% +$92.3K
VTEB icon
244
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$707K 0.09%
+12,914
New +$714K
FXH icon
245
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$705K 0.09%
5,926
-171
-3% -$20.9K
IJH icon
246
iShares Core S&P Mid-Cap ETF
IJH
$122B
$699K 0.08%
13,295
-635
-5% -$34.2K
KMB icon
247
Kimberly-Clark
KMB
$36.3B
$697K 0.08%
5,259
-258
-5% -$35.1K
FNDB icon
248
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.42B
$696K 0.08%
38,970
-3,420
-8% -$62.3K
GSIE icon
249
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6B
$695K 0.08%
20,331
-5,002
-20% -$177K
RSG icon
250
Republic Services
RSG
$64.8B
$695K 0.08%
5,787
-10
-0.2% -$1.2K
8 9
10
11 12

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AIC
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OCA
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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.