RCM
NPTN

Rotella Capital Management’s NEOPHOTONICS CORP NPTN Stock Holding History

Rotella Capital Management’s Portfolio NPTN Stock Details NPTN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q1 		– Sell
-13,373
Closed -$145K – 268
2015
Q4 		$145K Sell
13,373
-6,000
-31% -$54.2K 0.13% 259
2015
Q3 		$132K Sell
19,373
-1,100
-5% -$8.52K 0.04% 390
2015
Q2 		$187K Buy
20,473
+10,200
+99% +$77.3K 0.15% 182
2015
Q1 		$69K Sell
10,273
-5,700
-36% -$22.9K 0.06% 425
2014
Q4 		$54K Buy
+15,973
New +$51.1K 0.05% 293

Other funds holding NPTN

OMC
Oak Management Corp Wilton, Connecticut $3.24M AUM 83.68% 1-Year Est. Return
AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
GT
Glenmede Trust Philadelphia, Pennsylvania $20.4B AUM
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
MCM
Masters Capital Management Atlanta, Georgia $3.03B AUM 57.21% 1-Year Est. Return
RA
Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Rotella Capital Management's NPTN Position: Q1 2016 in Review

Rotella Capital Management sold out of NEOPHOTONICS CORP (NPTN) in Q1 2016, closing a stake of 13,373 shares — an estimated $145K sold.

Rotella Capital Management first reported a position in NPTN in Q4 2014 and held it in 5 quarters. The position peaked at $187K in Q2 2015. 132 funds tracked by Wall St. Rank hold NPTN as of Q1 2016.

  • Rotella Capital Management reported no remaining NEOPHOTONICS CORP position as of Q1 2016 after selling out during the quarter.
  • Rotella Capital Management sold 13,373 NEOPHOTONICS CORP shares in Q1 2016, an estimated $145K.
  • Rotella Capital Management first reported a position in NEOPHOTONICS CORP in Q4 2014 and held it in 5 quarters.
  • Rotella Capital Management's NEOPHOTONICS CORP position peaked at $187K in Q2 2015.
  • 132 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q1 2016.

Based on Rotella Capital Management's 13F filing for Q1 2016, filed 13 May 2016.