Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
2201
Western Union
WU
$2.1B
| $5.34K | ﹤0.01% |
+905
| New | +$6.6K |
2026 Q3
0 quarters
|
|
2202
VanEck Preferred Securities ex Financials ETF
PFXF
$2.12B
| $5.33K | ﹤0.01% |
+304
| New | +$5.41K |
2026 Q3
0 quarters
|
|
2203
XPeng
XPEV
$8.98B
| $5.32K | ﹤0.01% |
+557
| New | +$6.59K |
2026 Q3
0 quarters
|
|
2204
Heartflow Inc
HTFL
$4.21B
| $5.32K | ﹤0.01% |
+107
| New | +$4.06K |
2026 Q3
0 quarters
|
|
2205
Silicon Laboratories
SLAB
$7.39B
| $5.32K | ﹤0.01% |
+24
| New | +$5.25K |
2026 Q3
0 quarters
|
|
2206
Atlas Energy Solutions
AESI
$698M
| $5.3K | ﹤0.01% |
+441
| New | +$5.65K |
2026 Q3
0 quarters
|
|
2207
RUM Group Inc
RUM
$2.31B
| $5.29K | ﹤0.01% |
+700
| New | +$5.17K |
2026 Q3
0 quarters
|
|
2208
Gabelli Dividend & Income Trust
GDV
$2.52B
| $5.29K | ﹤0.01% |
+187
| New | +$5.57K |
2026 Q3
0 quarters
|
|
2209
Tanger
SKT
$4.54B
| $5.28K | ﹤0.01% |
+154
| New | +$5.93K |
2026 Q3
0 quarters
|
|
2210
NovoCure
NVCR
$1.38B
| $5.26K | ﹤0.01% |
+330
| New | +$5.51K |
2026 Q3
0 quarters
|
|
2211
Progyny
PGNY
$2.66B
| $5.24K | ﹤0.01% |
+208
| New | +$5.89K |
2026 Q3
0 quarters
|
|
2212
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
| $5.21K | ﹤0.01% |
+71
| New | +$5.14K |
2026 Q3
0 quarters
|
|
2213
Trump Media & Technology Group Warrants
DJTWW
$529M
| $5.21K | ﹤0.01% |
+952
| New | +$3.94K |
2026 Q3
0 quarters
|
|
2214
CoreCivic
CXW
$2.7B
| $5.19K | ﹤0.01% |
+161
| New | +$5.22K |
2026 Q3
0 quarters
|
|
2215
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.6B
| $5.19K | ﹤0.01% |
+102
| New | +$5.43K |
2026 Q3
0 quarters
|
|
2216
Tootsie Roll Industries
TR
$2.86B
| $5.18K | ﹤0.01% |
+138
| New | +$5.41K |
2026 Q3
0 quarters
|
|
2217
Getty Realty Corp
GTY
$1.92B
| $5.17K | ﹤0.01% |
+183
| New | +$6.02K |
2026 Q3
0 quarters
|
|
2218
Hilltop Holdings
HTH
$2.05B
| $5.16K | ﹤0.01% |
+137
| New | +$5.31K |
2026 Q3
0 quarters
|
|
2219
Southern First Bancshares
SFST
$575M
| $5.16K | ﹤0.01% |
+87
| New | +$5.4K |
2026 Q3
0 quarters
|
|
2220
Horace Mann Educators
HMN
$2.15B
| $5.13K | ﹤0.01% |
+115
| New | +$5.85K |
2026 Q3
0 quarters
|
|
2221
Byline Bancorp
BY
$1.75B
| $5.12K | ﹤0.01% |
+139
| New | +$5.3K |
2026 Q3
0 quarters
|
|
2222
SonicShares Global Shipping ETF
BOAT
$145M
| $5.11K | ﹤0.01% |
+100
| New | +$4.65K |
2026 Q3
0 quarters
|
|
2223
Center Bancorp
CNOB
$1.64B
| $5.11K | ﹤0.01% |
+170
| New | +$5.48K |
2026 Q3
0 quarters
|
|
2224
OneSpaWorld
OSW
$3.08B
| $5.1K | ﹤0.01% |
+227
| New | +$5.7K |
2026 Q3
0 quarters
|
|
2225
WisdomTree India Earnings Fund ETF
EPI
$1.87B
| $5.09K | ﹤0.01% |
+125
| New | +$5.32K |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.