Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
2226
Rithm Capital
RITM
$5.01B
| $5.09K | ﹤0.01% |
+570
| New | +$5.52K |
2026 Q3
0 quarters
|
|
2227
Transmedics
TMDX
$3.17B
| $5.09K | ﹤0.01% |
+61
| New | +$5.02K |
2026 Q3
0 quarters
|
|
2228
PIMCO Investment Grade Corporate Bond Exchange-Traded Fund
CORP
$1.34B
| $5.08K | ﹤0.01% |
+55
| New | +$5.21K |
2026 Q3
0 quarters
|
|
2229
Hope Bancorp
HOPE
$1.66B
| $5.08K | ﹤0.01% |
+382
| New | +$5.3K |
2026 Q3
0 quarters
|
|
2230
Century Aluminum
CENX
$3.37B
| $5.04K | ﹤0.01% |
+140
| New | +$6.19K |
2026 Q3
0 quarters
|
|
2231
First Watch Restaurant Group
FWRG
$814M
| $4.98K | ﹤0.01% |
+490
| New | +$5.89K |
2026 Q3
0 quarters
|
|
2232
SI-BONE Inc
SIBN
$1.06B
| $4.98K | ﹤0.01% |
+265
| New | +$4.85K |
2026 Q3
0 quarters
|
|
2233
Himax Technologies
HIMX
$1.51B
| $4.98K | ﹤0.01% |
+354
| New | +$4.9K |
2026 Q3
0 quarters
|
|
2234
T. Rowe Price US High Yield ETF
THYF
$840M
| $4.98K | ﹤0.01% |
+100
| New | +$5.12K |
2026 Q3
0 quarters
|
|
2235
Smith & Wesson
SWBI
$703M
| $4.98K | ﹤0.01% |
+354
| New | +$5.02K |
2026 Q3
0 quarters
|
|
2236
Integra LifeSciences
IART
$1.12B
| $4.96K | ﹤0.01% |
+305
| New | +$5.26K |
2026 Q3
0 quarters
|
|
2237
Levi Strauss
LEVI
$9.31B
| $4.96K | ﹤0.01% |
+252
| New | +$5.64K |
2026 Q3
0 quarters
|
|
2238
GFL Environmental
GFL
$18.3B
| $4.94K | ﹤0.01% |
+118
| New | +$4.85K |
2026 Q3
0 quarters
|
|
2239
American Assets Trust
AAT
$1.33B
| $4.89K | ﹤0.01% |
+230
| New | +$5.33K |
2026 Q3
0 quarters
|
|
2240
DELISTED
DigitalBridge
DBRG
| $4.87K | ﹤0.01% |
+305
| New | +$4.84K |
2026 Q3
0 quarters
|
|
|
ADIG
2241
ADI Global Distribution Inc
ADIG
$766M
| $4.87K | ﹤0.01% |
+272
| New | +$5.94K |
2026 Q3
0 quarters
|
|
2242
Tennant Co
TNC
$1.27B
| $4.84K | ﹤0.01% |
+72
| New | +$5.45K |
2026 Q3
0 quarters
|
|
2243
Compass
COMP
$7.83B
| $4.82K | ﹤0.01% |
+543
| New | +$6.16K |
2026 Q3
0 quarters
|
|
2244
First Trust Smith Unconstrained Bond ETF
UCON
$3.09B
| $4.81K | ﹤0.01% |
+203
| New | +$4.98K |
2026 Q3
0 quarters
|
|
2245
ADMA Biologics
ADMA
$3.03B
| $4.8K | ﹤0.01% |
+479
| New | +$4.43K |
2026 Q3
0 quarters
|
|
2246
KB Financial Group
KB
$40.8B
| $4.8K | ﹤0.01% |
+39
| New | +$4.74K |
2026 Q3
0 quarters
|
|
2247
Stellantis
STLA
$11.1B
| $4.8K | ﹤0.01% |
+1,101
| New | +$5.92K |
2026 Q3
0 quarters
|
|
2248
Tema Space Innovators ETF
NASA
$4.41B
| $4.79K | ﹤0.01% |
+200
| New | +$4.86K |
2026 Q3
0 quarters
|
|
2249
VSE Corp
VSEC
$5.1B
| $4.78K | ﹤0.01% |
+29
| New | +$5.95K |
2026 Q3
0 quarters
|
|
2250
Penumbra
PEN
$12.6B
| $4.78K | ﹤0.01% |
+15
| New | +$4.81K |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.