Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
2251
Wendy's
WEN
$1.58B
| $4.76K | ﹤0.01% |
+746
| New | +$5.75K |
2026 Q3
0 quarters
|
|
2252
Definium Therapeutics
DFTX
$4.39B
| $4.76K | ﹤0.01% |
+125
| New | +$5.27K |
2026 Q3
0 quarters
|
|
2253
Pinduoduo
PDD
$112B
| $4.75K | ﹤0.01% |
+61
| New | +$5.13K |
2026 Q3
0 quarters
|
|
2254
1st Source
SRCE
$2.12B
| $4.73K | ﹤0.01% |
+56
| New | +$4.81K |
2026 Q3
0 quarters
|
|
2255
Riley Exploration Permian
REPX
$982M
| $4.72K | ﹤0.01% |
+118
| New | +$4.42K |
2026 Q3
0 quarters
|
|
2256
Amplify Blockchain Technology ETF
BLOK
$849M
| $4.71K | ﹤0.01% |
+77
| New | +$4.77K |
2026 Q3
0 quarters
|
|
2257
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
| $4.71K | ﹤0.01% |
+54
| New | +$5K |
2026 Q3
0 quarters
|
|
2258
Ryan Specialty Holdings
RYAN
$5.61B
| $4.7K | ﹤0.01% |
+127
| New | +$5.27K |
2026 Q3
0 quarters
|
|
2259
Digi International
DGII
$2.1B
| $4.65K | ﹤0.01% |
+61
| New | +$4.44K |
2026 Q3
0 quarters
|
|
2260
Compass Minerals
CMP
$946M
| $4.63K | ﹤0.01% |
+210
| New | +$5.6K |
2026 Q3
0 quarters
|
|
2261
CNA Financial
CNA
$13.1B
| $4.62K | ﹤0.01% |
+103
| New | +$5.16K |
2026 Q3
0 quarters
|
|
2262
Arteris
AIP
$960M
| $4.59K | ﹤0.01% |
+194
| New | +$5.29K |
2026 Q3
0 quarters
|
|
2263
Gibraltar Industries
ROCK
$902M
| $4.55K | ﹤0.01% |
+115
| New | +$5.16K |
2026 Q3
0 quarters
|
|
2264
Movado Group
MOV
$709M
| $4.53K | ﹤0.01% |
+136
| New | +$4.87K |
2026 Q3
0 quarters
|
|
2265
Firefly Aerospace
FLY
$4.33B
| $4.51K | ﹤0.01% |
+195
| New | +$4.45K |
2026 Q3
0 quarters
|
|
2266
State Street SPDR S&P Global Natural Resources ETF
GNR
$5.3B
| $4.51K | ﹤0.01% |
+61
| New | +$4.53K |
2026 Q3
0 quarters
|
|
2267
Power Integrations
POWI
$2.47B
| $4.51K | ﹤0.01% |
+87
| New | +$5.16K |
2026 Q3
0 quarters
|
|
2268
Emera Inc
EMA
$15.8B
| $4.5K | ﹤0.01% |
+94
| New | +$4.83K |
2026 Q3
0 quarters
|
|
2269
Custom Truck One Source
CTOS
$2.27B
| $4.49K | ﹤0.01% |
+493
| New | +$4.88K |
2026 Q3
0 quarters
|
|
2270
The GEO Group
GEO
$4.28B
| $4.48K | ﹤0.01% |
+147
| New | +$4.55K |
2026 Q3
0 quarters
|
|
2271
Heritage Financial
HFWA
$1.15B
| $4.42K | ﹤0.01% |
+160
| New | +$4.68K |
2026 Q3
0 quarters
|
|
2272
Sturm, Ruger & Co
RGR
$806M
| $4.42K | ﹤0.01% |
+104
| New | +$4.02K |
2026 Q3
0 quarters
|
|
2273
MannKind Corp
MNKD
$1.33B
| $4.38K | ﹤0.01% |
+1,123
| New | +$4.4K |
2026 Q3
0 quarters
|
|
2274
Global X MLP ETF
MLPA
$2.28B
| $4.37K | ﹤0.01% |
+82
| New | +$4.58K |
2026 Q3
0 quarters
|
|
2275
CCC Intelligent Solutions
CCC
$4.54B
| $4.36K | ﹤0.01% |
+654
| New | +$4.3K |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.