Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
2151
Liberty Live Group Series C
LLYVK
$9.8B
| $6.03K | ﹤0.01% |
+62
| New | +$6.34K |
2026 Q3
0 quarters
|
|
2152
Global X Defense Tech ETF
SHLD
$6.17B
| $6.01K | ﹤0.01% |
+100
| New | +$6.4K |
2026 Q3
0 quarters
|
|
2153
Penguin Solutions Inc
PENG
$2.87B
| $5.96K | ﹤0.01% |
+109
| New | +$6.18K |
2026 Q3
0 quarters
|
|
2154
Armour Residential REIT
ARR
$1.69B
| $5.93K | ﹤0.01% |
+429
| New | +$6.92K |
2026 Q3
0 quarters
|
|
2155
CBL Properties
CBL
$1.69B
| $5.92K | ﹤0.01% |
+111
| New | +$6.12K |
2026 Q3
0 quarters
|
|
2156
MiMedx Group
MDXG
$468M
| $5.92K | ﹤0.01% |
+1,271
| New | +$5.58K |
2026 Q3
0 quarters
|
|
2157
Global X Funds Global X HealthTech ETF
HEAL
$37.3M
| $5.9K | ﹤0.01% |
+200
| New | +$5.74K |
2026 Q3
0 quarters
|
|
2158
CEVA Inc
CEVA
$730M
| $5.9K | ﹤0.01% |
+167
| New | +$5.62K |
2026 Q3
0 quarters
|
|
2159
Patrick Industries
PATK
$2.59B
| $5.9K | ﹤0.01% |
+87
| New | +$7.08K |
2026 Q3
0 quarters
|
|
2160
Hamilton Insurance Group
HG
$3.78B
| $5.88K | ﹤0.01% |
+178
| New | +$6.21K |
2026 Q3
0 quarters
|
|
2161
Q2 Holdings
QTWO
$4.57B
| $5.88K | ﹤0.01% |
+106
| New | +$6.28K |
2026 Q3
0 quarters
|
|
2162
Asana
ASAN
$2.22B
| $5.86K | ﹤0.01% |
+695
| New | +$6.02K |
2026 Q3
0 quarters
|
|
2163
Stride
LRN
$3.19B
| $5.85K | ﹤0.01% |
+75
| New | +$6.32K |
2026 Q3
0 quarters
|
|
2164
Vivmark Residential
VMRK
$49.8B
| $5.83K | ﹤0.01% |
+96
| New | +$6.34K |
2026 Q3
0 quarters
|
|
2165
Nurix Therapeutics
NRIX
$1.69B
| $5.81K | ﹤0.01% |
+245
| New | +$6.11K |
2026 Q3
0 quarters
|
|
2166
Clearwater Paper
CLW
$235M
| $5.79K | ﹤0.01% |
+302
| New | +$5.94K |
2026 Q3
0 quarters
|
|
2167
Chesapeake Utilities
CPK
$3.54B
| $5.78K | ﹤0.01% |
+45
| New | +$5.94K |
2026 Q3
0 quarters
|
|
2168
Sun Life Financial
SLF
$40.5B
| $5.77K | ﹤0.01% |
+74
| New | +$5.95K |
2026 Q3
0 quarters
|
|
2169
Ichor Holdings
ICHR
$1.34B
| $5.75K | ﹤0.01% |
+93
| New | +$6.48K |
2026 Q3
0 quarters
|
|
2170
Bristow Group
VTOL
$1.17B
| $5.74K | ﹤0.01% |
+141
| New | +$6.22K |
2026 Q3
0 quarters
|
|
2171
Backblaze
BLZE
$489M
| $5.72K | ﹤0.01% |
+409
| New | +$6.15K |
2026 Q3
0 quarters
|
|
2172
USA Rare Earth Inc
USAR
$3.06B
| $5.7K | ﹤0.01% |
+405
| New | +$6.88K |
2026 Q3
0 quarters
|
|
2173
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$48.4B
| $5.68K | ﹤0.01% |
+62
| New | +$5.68K |
2026 Q3
0 quarters
|
|
2174
The Magnum Ice Cream Company N.V.
MICC
$12B
| $5.67K | ﹤0.01% |
+319
| New | +$6.07K |
2026 Q3
0 quarters
|
|
2175
First Trust Global Wind Energy ETF
FAN
$192M
| $5.67K | ﹤0.01% |
+250
| New | +$5.95K |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.