Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
2126
Impact Shares Womens Empowerment ETF Trading
WOMN
$58.4M
| $6.43K | ﹤0.01% |
+147
| New | +$6.52K |
2026 Q3
0 quarters
|
|
2127
Avantis US Mid Cap Value ETF
AVMV
$824M
| $6.41K | ﹤0.01% |
+84
| New | +$6.79K |
2026 Q3
0 quarters
|
|
2128
RXO
RXO
$4.69B
| $6.4K | ﹤0.01% |
+313
| New | +$7.13K |
2026 Q3
0 quarters
|
|
2129
Banc of California
BANC
$2.83B
| $6.39K | ﹤0.01% |
+371
| New | +$7.17K |
2026 Q3
0 quarters
|
|
2130
Peoples Bancorp
PEBO
$1.38B
| $6.37K | ﹤0.01% |
+174
| New | +$6.93K |
2026 Q3
0 quarters
|
|
2131
Buckle
BKE
$2.25B
| $6.36K | ﹤0.01% |
+148
| New | +$6.36K |
2026 Q3
0 quarters
|
|
2132
MGM Resorts International
MGM
$8.47B
| $6.33K | ﹤0.01% |
+204
| New | +$8.71K |
2026 Q3
0 quarters
|
|
2133
iShares Emerging Markets Dividend ETF
DVYE
$1.11B
| $6.32K | ﹤0.01% |
+186
| New | +$6.38K |
2026 Q3
0 quarters
|
|
2134
BioCryst Pharmaceuticals
BCRX
$1.96B
| $6.31K | ﹤0.01% |
+758
| New | +$7.14K |
2026 Q3
0 quarters
|
|
2135
CVR Partners
UAN
$1.19B
| $6.31K | ﹤0.01% |
+51
| New | +$6.35K |
2026 Q3
0 quarters
|
|
2136
Uranium Energy
UEC
$3.3B
| $6.31K | ﹤0.01% |
+668
| New | +$7.11K |
2026 Q3
0 quarters
|
|
2137
Woodside Energy
WDS
$40.1B
| $6.3K | ﹤0.01% |
+284
| New | +$6.39K |
2026 Q3
0 quarters
|
|
2138
EPAM Systems
EPAM
$8.32B
| $6.18K | ﹤0.01% |
+57
| New | +$5.89K |
2026 Q3
0 quarters
|
|
2139
Sonic Automotive
SAH
$1.88B
| $6.16K | ﹤0.01% |
+102
| New | +$8.41K |
2026 Q3
0 quarters
|
|
2140
Celestica
CLS
$30.3B
| $6.14K | ﹤0.01% |
+17
| New | +$5.62K |
2026 Q3
0 quarters
|
|
2141
Guidewire Software
GWRE
$13.1B
| $6.13K | ﹤0.01% |
+43
| New | +$6.83K |
2026 Q3
0 quarters
|
|
2142
Par Pacific Holdings
PARR
$3.66B
| $6.12K | ﹤0.01% |
+75
| New | +$5.78K |
2026 Q3
0 quarters
|
|
2143
iShares Morningstar Small-Cap Growth ETF
ISCG
$958M
| $6.12K | ﹤0.01% |
+100
| New | +$6.35K |
2026 Q3
0 quarters
|
|
2144
Live Oak Bancshares
LOB
$1.63B
| $6.12K | ﹤0.01% |
+169
| New | +$6.88K |
2026 Q3
0 quarters
|
|
2145
DELISTED
Supernus Pharmaceuticals
SUPN
| $6.11K | ﹤0.01% |
+142
| New | +$6.47K |
2026 Q3
0 quarters
|
|
2146
First Bancorp
FBNC
$2.67B
| $6.11K | ﹤0.01% |
+100
| New | +$6.4K |
2026 Q3
0 quarters
|
|
2147
Schwab High Yield Bond ETF
SCYB
$2.72B
| $6.11K | ﹤0.01% |
+242
| New | +$6.27K |
2026 Q3
0 quarters
|
|
2148
Kaiser Aluminum
KALU
$1.77B
| $6.08K | ﹤0.01% |
+42
| New | +$6.86K |
2026 Q3
0 quarters
|
|
2149
Oil States International
OIS
$513M
| $6.07K | ﹤0.01% |
+763
| New | +$6.44K |
2026 Q3
0 quarters
|
|
2150
Ares Capital
ARCC
$13.8B
| $6.06K | ﹤0.01% |
+317
| New | +$6.14K |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.