Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
2076
Alexander's
ALX
$1.25B
| $7.15K | ﹤0.01% |
+29
| New | +$7.71K |
2026 Q3
0 quarters
|
|
2077
CVR Energy
CVI
$4.55B
| $7.14K | ﹤0.01% |
+140
| New | +$5.52K |
2026 Q3
0 quarters
|
|
2078
American Superconductor
AMSC
$1.17B
| $7.13K | ﹤0.01% |
+245
| New | +$7.68K |
2026 Q3
0 quarters
|
|
2079
Vodafone
VOD
$35.6B
| $7.13K | ﹤0.01% |
+441
| New | +$7.01K |
2026 Q3
0 quarters
|
|
2080
NBT Bancorp
NBTB
$2.74B
| $7.12K | ﹤0.01% |
+142
| New | +$7.35K |
2026 Q3
0 quarters
|
|
2081
AST SpaceMobile
ASTS
$9.8B
| $7.12K | ﹤0.01% |
+121
| New | +$7.8K |
2026 Q3
0 quarters
|
|
2082
Fidelity International Value Factor ETF
FIVA
$639M
| $7.08K | ﹤0.01% |
+186
| New | +$7.31K |
2026 Q3
0 quarters
|
|
2083
Nomura Holdings
NMR
$28.3B
| $7.06K | ﹤0.01% |
+722
| New | +$7.15K |
2026 Q3
0 quarters
|
|
2084
Cohu
COHU
$2.06B
| $7.02K | ﹤0.01% |
+103
| New | +$5.59K |
2026 Q3
0 quarters
|
|
2085
Preferred Bank
PFBC
$1.23B
| $7.02K | ﹤0.01% |
+67
| New | +$7.06K |
2026 Q3
0 quarters
|
|
2086
FS Specialty Lending Fund
FSSL
$900M
| $7K | ﹤0.01% |
+602
| New | +$6.88K |
2026 Q3
0 quarters
|
|
2087
Western Asset Emerging Markets Debt Fund
EMD
$535M
| $6.92K | ﹤0.01% |
+739
| New | +$7.68K |
2026 Q3
0 quarters
|
|
2088
Franco-Nevada
FNV
$47.7B
| $6.9K | ﹤0.01% |
+29
| New | +$6.9K |
2026 Q3
0 quarters
|
|
2089
CRA International
CRAI
$1.29B
| $6.89K | ﹤0.01% |
+42
| New | +$7.07K |
2026 Q3
0 quarters
|
|
2090
iShares ESG Aware US Aggregate Bond ETF
EAGG
$5.04B
| $6.88K | ﹤0.01% |
+152
| New | +$7.07K |
2026 Q3
0 quarters
|
|
2091
Logitech
LOGI
$14.5B
| $6.87K | ﹤0.01% |
+68
| New | +$6.89K |
2026 Q3
0 quarters
|
|
2092
Citi Trends
CTRN
$364M
| $6.86K | ﹤0.01% |
+133
| New | +$8.54K |
2026 Q3
0 quarters
|
|
2093
Marathon Digital Holdings
MARA
$2.71B
| $6.86K | ﹤0.01% |
+605
| New | +$6.96K |
2026 Q3
0 quarters
|
|
2094
The Bancorp
TBBK
$1.94B
| $6.84K | ﹤0.01% |
+142
| New | +$8.94K |
2026 Q3
0 quarters
|
|
2095
Lindblad Expeditions
LIND
$2.27B
| $6.82K | ﹤0.01% |
+217
| New | +$6.28K |
2026 Q3
0 quarters
|
|
2096
OFG Bancorp
OFG
$2.16B
| $6.81K | ﹤0.01% |
+136
| New | +$7.06K |
2026 Q3
0 quarters
|
|
2097
iShares 3-7 Year Treasury Bond ETF
IEI
$16.8B
| $6.81K | ﹤0.01% |
+60
| New | +$6.96K |
2026 Q3
0 quarters
|
|
2098
Liberty Global Class C
LBTYK
$3.5B
| $6.79K | ﹤0.01% |
+764
| New | +$7.76K |
2026 Q3
0 quarters
|
|
2099
AvePoint
AVPT
$3.48B
| $6.79K | ﹤0.01% |
+482
| New | +$6.3K |
2026 Q3
0 quarters
|
|
2100
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.73B
| $6.79K | ﹤0.01% |
+110
| New | +$6.96K |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.