Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
MFP
2026
Midera Food Processing Inc
MFP
$2B
| $7.92K | ﹤0.01% |
+194
| New | +$8.68K |
2026 Q3
0 quarters
|
|
2027
Nordic American Tanker
NAT
$1.42B
| $7.9K | ﹤0.01% |
+1,000
| New | +$6.8K |
2026 Q3
0 quarters
|
|
2028
Seaboard Corp
SEB
$3.59B
| $7.9K | ﹤0.01% |
+2
| New | +$8.66K |
2026 Q3
0 quarters
|
|
2029
FS Credit Opportunities Corp
FSCO
$1.03B
| $7.9K | ﹤0.01% |
+1,530
| New | +$7.76K |
2026 Q3
0 quarters
|
|
2030
Portfolio Building Block European Banks Index ETF
PBEU
$422M
| $7.86K | ﹤0.01% |
+230
| New | +$8.03K |
2026 Q3
0 quarters
|
|
2031
Ingram Micro Holding
INGM
$6.51B
| $7.83K | ﹤0.01% |
+292
| New | +$8.18K |
2026 Q3
0 quarters
|
|
2032
HDFC Bank
HDB
$133B
| $7.82K | ﹤0.01% |
+350
| New | +$8.32K |
2026 Q3
0 quarters
|
|
2033
Westamerica Bancorp
WABC
$1.37B
| $7.82K | ﹤0.01% |
+134
| New | +$7.96K |
2026 Q3
0 quarters
|
|
2034
Broadstone Net Lease
BNL
$3.38B
| $7.81K | ﹤0.01% |
+422
| New | +$8.85K |
2026 Q3
0 quarters
|
|
2035
First Commonwealth Financial
FCF
$2.03B
| $7.79K | ﹤0.01% |
+385
| New | +$8.1K |
2026 Q3
0 quarters
|
|
2036
Amplify CWP Enhanced Dividend Income ETF
DIVO
$8.03B
| $7.76K | ﹤0.01% |
+167
| New | +$7.92K |
2026 Q3
0 quarters
|
|
2037
Floor & Decor
FND
$4.98B
| $7.74K | ﹤0.01% |
+169
| New | +$9.04K |
2026 Q3
0 quarters
|
|
2038
GraniteShares Gold Shares
BAR
$1.26B
| $7.73K | ﹤0.01% |
+189
| New | +$7.93K |
2026 Q3
0 quarters
|
|
2039
IDEAYA Biosciences
IDYA
$3.08B
| $7.72K | ﹤0.01% |
+201
| New | +$7.58K |
2026 Q3
0 quarters
|
|
2040
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$329M
| $7.71K | ﹤0.01% |
+417
| New | +$7.84K |
2026 Q3
0 quarters
|
|
2041
Tandem Diabetes Care
TNDM
$1.4B
| $7.7K | ﹤0.01% |
+472
| New | +$8.86K |
2026 Q3
0 quarters
|
|
2042
Vanguard Global ex-US Real Estate ETF
VNQI
$3.32B
| $7.7K | ﹤0.01% |
+181
| New | +$8.15K |
2026 Q3
0 quarters
|
|
2043
FT Vest Fund of Deep Buffer ETFs
BUFD
$2.22B
| $7.65K | ﹤0.01% |
+252
| New | +$7.59K |
2026 Q3
0 quarters
|
|
2044
Dorian LPG
LPG
$2.07B
| $7.65K | ﹤0.01% |
+139
| New | +$6.66K |
2026 Q3
0 quarters
|
|
2045
NCR Atleos
NATL
$3.57B
| $7.64K | ﹤0.01% |
+169
| New | +$7.82K |
2026 Q3
0 quarters
|
|
2046
Spire
SR
$5.25B
| $7.61K | ﹤0.01% |
+100
| New | +$8.1K |
2026 Q3
0 quarters
|
|
2047
BlackRock Technology and Private Equity Term Trust
BTX
$900M
| $7.61K | ﹤0.01% |
+847
| New | +$7.34K |
2026 Q3
0 quarters
|
|
2048
Invesco S&P SmallCap Momentum ETF
XSMO
$2.76B
| $7.59K | ﹤0.01% |
+93
| New | +$8.02K |
2026 Q3
0 quarters
|
|
2049
Adient
ADNT
$1.2B
| $7.58K | ﹤0.01% |
+450
| New | +$8.67K |
2026 Q3
0 quarters
|
|
2050
Gabelli Utility Trust
GUT
$474M
| $7.58K | ﹤0.01% |
+1,332
| New | +$8.53K |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.