We are live on ! Find out more
RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+4.07%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.27B
AUM Growth
-$23.8M
Cap. Flow
-$62.6M
Cap. Flow %
-4.95%
Top 10 Hldgs %
25.95%
Holding
218
New
16
Increased
52
Reduced
98
Closed
27

Top Buys

Rank Stock Value
1
MKTX icon
MarketAxess Holdings
MKTX
+$15.8M
2
MMM icon
3M
MMM
+$12M
3
KHC icon
Kraft Heinz
KHC
+$11.7M
4
URI icon
United Rentals
URI
+$10.9M
5
SPGI icon
S&P Global
SPGI
+$10.8M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$26.3M
2
SHW icon
Sherwin-Williams
SHW
+$17.5M
3
HD icon
Home Depot
HD
+$16.2M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$16M
5
DRI icon
Darden Restaurants
DRI
+$15.5M

Sector Composition

Rank Sector Weight
1 Financials 15.55%
2 Industrials 14.19%
3 Technology 8.44%
4 Consumer Discretionary 8.06%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNL icon
201
Travel + Leisure Co
TNL
$4.86B
– –
-8,397
Closed -$270K
TSCO icon
202
Tractor Supply
TSCO
$17.5B
– –
-98,655
Closed -$1.8M
VRSK icon
203
Verisk Analytics
VRSK
$25B
– –
-17,225
Closed -$1.4M
SRCL
204
DELISTED
Stericycle Inc
SRCL
– –
-7,810
Closed -$813K
BK.PRC
205
DELISTED
THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in
BK.PRC
– –
-12,050
Closed -$319K
STT.PRC.CL
206
DELISTED
STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh
STT.PRC.CL
– –
-13,175
Closed -$347K
KKR.PRA
207
DELISTED
KKR & Co. Inc. 6.75% Series A Preferred Units
KKR.PRA
– –
-12,375
Closed -$332K
CTQ.CL
208
DELISTED
QWEST CORP 7.375% NOTES DUE 2051 (CO)
CTQ.CL
– –
-120,561
Closed -$3.21M
MWO.CL
209
DELISTED
MORGAN STANLEY CAPITAL TRUST V
MWO.CL
– –
-12,550
Closed -$319K
HUSI.PRG
210
DELISTED
HSBC USA INC DEP SHS REPSTG 1/40 PRD SER G
HUSI.PRG
– –
-10,600
Closed -$268K
HCA
211
DELISTED
HCA INC
HCA
– –
-5,050
Closed -$389K
VNO.PRJ
212
DELISTED
VORNADO RLTY TR PFD 6.875% CUMULATIVE RED SER J % (MD)
VNO.PRJ
– –
-47,948
Closed -$1.26M
PSA.PRR
213
DELISTED
PUBLIC STORAGE DEPOSITORY SH REPSTG 1/1000TH PFD SER R
PSA.PRR
– –
-116,556
Closed -$2.94M
5 6 7 8
9

Similar funds

CA
Capitolis Advisors New York $1.41B AUM 17.33% 1-Year Est. Return
WFA
Wipfli Financial Advisors Milwaukee, Wisconsin $1.42B AUM 20.63% 1-Year Est. Return
CCP
Corient Capital Partners Newport Beach, California $1.34B AUM 12.46% 1-Year Est. Return
SIM
Sadoff Investment Management Milwaukee, Wisconsin $1.28B AUM 6.95% 1-Year Est. Return
MCM
Maryland Capital Management Towson, Maryland $1.2B AUM 18.21% 1-Year Est. Return
BDF
Balasa Dinverno & Foltz $1.58B AUM 17.55% 1-Year Est. Return
ACP
Ashfield Capital Partners San Francisco, California $1.19B AUM 14.56% 1-Year Est. Return
RHBC
R.H. Bluestein & Co Birmingham, Michigan $1.61B AUM 7.59% 1-Year Est. Return

Roosevelt Investment Group's Q3 2016 Portfolio in Review

As of Q3 2016, Roosevelt Investment Group held 218 positions worth $1.27B, down 1.8% from $1.29B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Roosevelt Investment Group withdrew a net $62.6M in Q3 2016, closing 27 positions and reducing 98 holdings. Its most notable exit was Sherwin-Williams, an estimated $17.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Kraft Heinz worth $11.8M.

  • Roosevelt Investment Group's largest Q3 2016 buy was Kraft Heinz: 132,272 shares worth $11.8M.
  • Roosevelt Investment Group added most to MarketAxess Holdings in Q3 2016, an estimated $15.8M increase.
  • Roosevelt Investment Group's biggest Q3 2016 reduction was Wells Fargo, cutting an estimated $26.3M.
  • Roosevelt Investment Group fully exited Sherwin-Williams in Q3 2016, selling an estimated $17.5M.
  • Roosevelt Investment Group's ten largest holdings make up 26% of its $1.27B portfolio in Q3 2016.
  • Roosevelt Investment Group opened 16 new positions and closed 27 in Q3 2016.
  • Roosevelt Investment Group's portfolio value fell 1.8% quarter-over-quarter to $1.27B.

Based on Roosevelt Investment Group's 13F filing for Q3 2016, filed 14 Nov 2016.